Regulator Performance Overview
Official regulatory information
The Financial Markets Authority (FMA) is New Zealand’s government agency responsible for regulating financial services and securities markets.
The FMA regulates:
It also jointly oversees designated settlement systems with the Reserve Bank of New Zealand (RBNZ) and collaborates with the Council of Financial Regulators to maintain financial stability and promote fair, efficient markets.
Forex, Fund, Options, Derivatives, Binary, CFD
0
0
55
9
6
1
Insurance coverage protecting client deposits and funds
Requirement for client funds to be held separately from company funds
Protection against negative account balances in trading
Access to qualified investment professionals and advisory services
N/A
N/A
Government-regulated
Not specified
Detailed assessment of regulatory capabilities and effectiveness
Detailed breakdown of the 6 key regulatory performance indicators
Value and prestige of licenses issued by this regulator
Effectiveness of regulatory framework and enforcement
Institutional strength and organizational capability
Risk assessment and management protocols
Investor protection measures and safeguards
Client fund protection and insurance coverage
This regulator shows good performance with an overall score of 76.
Strongest performance in Institutional
Brokers authorized and regulated by this authority
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