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wikilix logo
Welcome to Wikilix

Your trusted platform for broker comparisons and trading insights

In-depth Analysis

Comprehensive broker reviews and comparisons

Transparency

Honest and unbiased broker evaluations

Community

Join thousands of traders worldwide

4.8

User Rating

500+

Brokers

50+

Countries

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or continue with email

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Financial Markets Authority official logo

Financial Markets Authority

Country
New Zealand
Jurisdiction
Government Regulated
Established in
1970
Official website not available for this regulator

Performance Metrics

Regulator Performance Overview

License Value
86%Excellent
Regulatory Framework
90%Excellent
Institutional Strength
95%Excellent
Risk Management
90%Excellent
Overall Performance:Good (76.0%)
76
Overall Rating
9
Licensed Brokers
N/A
Transparency Index
N/A
Global Tier

About Financial Markets Authority

Official regulatory information

Introduction to the Financial Markets Authority (FMA)

The Financial Markets Authority (FMA) is New Zealand’s government agency responsible for regulating financial services and securities markets.

Its role includes enforcing securities laws, financial reporting standards, and company law to ensure market integrity and investor protection.

The FMA regulates:

  • Securities exchanges, financial advisers, brokers, auditors, and trustees
  • Issuers of financial products, including KiwiSaver and superannuation schemes

It also jointly oversees designated settlement systems with the Reserve Bank of New Zealand (RBNZ) and collaborates with the Council of Financial Regulators to maintain financial stability and promote fair, efficient markets.

Official Description

Contact Information

live chat icon

Live chat

https://www.fma.govt.nz/contact/when-to-contact-us-and-who-else-may-be-able-to-help/
hotline number

Hotline

00 64 3 962 2695
at icon

Email

[email protected]
website icon

Website

https://fscl.org.nz/about-us/complaints/complaint-form/

Instruments and Trading Limits

Regulated financial instruments

Forex, Fund, Options, Derivatives, Binary, CFD

0

Key Performance Indicators

Total Rating

0

Total cumulative score across all categories
Average Rating

0

Average score across all performance metrics
Years Active

55

Years of regulatory operation
Active Licenses

9

Currently active licenses
Regulated Instruments

6

Types of financial instruments
Geographical Coverage

1

Countries under jurisdiction

Client Protection Details

Client Fund Insurance

Insurance coverage protecting client deposits and funds

✗
Status:Contact regulator for specific details

Segregated Accounts

Requirement for client funds to be held separately from company funds

✗
Status:Not Supported

Negative Balance Protection

Protection against negative account balances in trading

✓
Status:Supported

Investment Professional Support

Access to qualified investment professionals and advisory services

✗
Status:Not Available

Operational Metrics

compliance
Transparency Level

N/A

market
Market Position

N/A

regulatory
Regulatory Approach

Government-regulated

Coverage
Prohibited Countries

Not specified

Compliance Status

IOSCO Membership
Member of International Organization of Securities Commissions
✗ Not Available
FATF Membership
Financial Action Task Force compliance
✗ Not Available
Fund Insurance
Client fund protection schemes available
✗ Not Available
Segregated Accounts
Mandatory client account segregation
✗ Not Available

Regulatory Performance Scores

Detailed assessment of regulatory capabilities and effectiveness

Good
76SCORE
Overall Rating
4
Excellent
67
Excellence Rate
95
Highest Score
5
Above Average

Regulatory Support Features

Negative Balance Protection
Supported
Investment Professional
Not Supported
Segregated Accounts
Not Supported

Core Performance Metrics

Detailed breakdown of the 6 key regulatory performance indicators

License Value

Value and prestige of licenses issued by this regulator

86
out of 100
Excellent
Regulatory

Effectiveness of regulatory framework and enforcement

90
out of 100
Excellent
Institutional

Institutional strength and organizational capability

95
out of 100
Excellent
Risk Management

Risk assessment and management protocols

90
out of 100
Excellent
Investment Protection

Investor protection measures and safeguards

95
out of 100
Excellent
Client Fund Insurance Rating

Client fund protection and insurance coverage

0
out of 100
Needs Improvement

Performance Summary

This regulator shows good performance with an overall score of 76.

Strongest performance in Institutional

76
Overall

Licensed Brokers

Brokers authorized and regulated by this authority

0 Licensed Brokers

No brokers found

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