
BaFin fines DLT Securities GmbH for Money Laundering Act violations
The German Federal Financial Supervisory Authority (BaFin) has imposed three fines totaling €140,000 on DLT Securities GmbH for violations of the Money Laundering Act. The sanctions relate to inadequate internal safeguards, deficient monitoring, and a lack of updates to the firm’s risk management and due diligence processes.




































