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Call us123 456 7890329 Queensberry Street, North Melbourne VIC
3051, Australia.[email protected]
wikilix logo
Welcome to Wikilix

Your trusted platform for broker comparisons and trading insights

In-depth Analysis

Comprehensive broker reviews and comparisons

Transparency

Honest and unbiased broker evaluations

Community

Join thousands of traders worldwide

4.8

User Rating

500+

Brokers

50+

Countries

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Sign In
or continue with email

Don't have account?

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Australia Securities & Investment Commission official logo

Australia Securities & Investment Commission

Country
Australia
Jurisdiction
Government Regulated
Established in
1998

Performance Metrics

Regulator Performance Overview

License Value
100%Excellent
Regulatory Framework
100%Excellent
Institutional Strength
100%Excellent
Risk Management
100%Excellent
Overall Performance:Excellent (83.3%)
8.3
Overall Rating
150
Licensed Brokers
N/A
Transparency Index
N/A
Global Tier

About Australia Securities & Investment Commission

Official regulatory information

Introduction to ASIC

The Australian Securities and Investments Commission (ASIC) serves as Australia’s primary corporate regulator and operates as an independent government body.

Established on 1 July 1998 based on the recommendations from the Wallis Inquiry, ASIC’s primary responsibility is to oversee and enforce financial services and corporate laws across the country.
The commission plays a pivotal role in safeguarding the interests of Australian consumers, investors, and creditors by promoting fairness, transparency, and integrity within financial markets and corporate sectors.

ASIC’s authority and jurisdiction are clearly defined under Australian law, positioning it as a key organization in maintaining financial stability and ensuring compliance with regulatory frameworks.

Official Description

Contact Information

live chat icon

Live chat

[email protected]
website icon

Website

https://www.afca.org.au/

Instruments and Trading Limits

Regulated financial instruments

Forex, Stocks, Fund, Options, Derivatives, Securities

0

Key Performance Indicators

Total Rating

0

Total cumulative score across all categories
Average Rating

0

Average score across all performance metrics
Years Active

27

Years of regulatory operation
Active Licenses

150

Currently active licenses
Regulated Instruments

6

Types of financial instruments
Geographical Coverage

1

Countries under jurisdiction

Client Protection Details

Client Fund Insurance

Insurance coverage protecting client deposits and funds

✗
Status:Contact regulator for specific details

Segregated Accounts

Requirement for client funds to be held separately from company funds

✗
Status:Not Supported

Negative Balance Protection

Protection against negative account balances in trading

✓
Status:Supported

Investment Professional Support

Access to qualified investment professionals and advisory services

✗
Status:Not Available

Operational Metrics

compliance
Transparency Level

N/A

market
Market Position

N/A

regulatory
Regulatory Approach

Government-regulated

Coverage
Prohibited Countries

Not specified

Compliance Status

IOSCO Membership
Member of International Organization of Securities Commissions
✗ Not Available
FATF Membership
Financial Action Task Force compliance
✗ Not Available
Fund Insurance
Client fund protection schemes available
✗ Not Available
Segregated Accounts
Mandatory client account segregation
✗ Not Available

Regulatory Performance Scores

Detailed assessment of regulatory capabilities and effectiveness

Good
83SCORE
Overall Rating
5
Excellent
83
Excellence Rate
100
Highest Score
5
Above Average

Regulatory Support Features

Negative Balance Protection
Supported
Investment Professional
Not Supported
Segregated Accounts
Not Supported

Core Performance Metrics

Detailed breakdown of the 6 key regulatory performance indicators

License Value

Value and prestige of licenses issued by this regulator

100
out of 100
Excellent
Regulatory

Effectiveness of regulatory framework and enforcement

100
out of 100
Excellent
Institutional

Institutional strength and organizational capability

100
out of 100
Excellent
Risk Management

Risk assessment and management protocols

100
out of 100
Excellent
Investment Protection

Investor protection measures and safeguards

100
out of 100
Excellent
Client Fund Insurance Rating

Client fund protection and insurance coverage

0
out of 100
Needs Improvement

Performance Summary

This regulator shows good performance with an overall score of 83.

Strongest performance in License Value

83
Overall

Licensed Brokers

Brokers authorized and regulated by this authority

0 Licensed Brokers

No brokers found

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