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Financial Sector Conduct Authority official logo
Onshore

Financial Sector Conduct Authority

Country
South Africa
Jurisdiction
Government Reg.
Established in
1991
Forex Regulation

Performance Metrics

Regulator Performance Overview

Performance chart: 1: License Value 80%, 2: Regulatory Framework 80%, 3: Institutional Strength 80%, 4: Risk Management 80%, 5: Investment Protection 80%, 6: Fund Insurance 60%
License Value
80%Excellent
Regulatory Framework
80%Excellent
Institutional Strength
80%Excellent
Risk Management
80%Excellent
Overall Performance:Good (76.7%)
77
Overall Rating
19
Licensed Brokers
High
Transparency Index
Tier 2
Global Tier
IOSCO Member
FATF Member
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Call us123 456 7890329 Queensberry Street, North Melbourne VIC
3051, Australia.
[email protected]

Key Performance Indicators

Total Rating

460

Total cumulative score across all categories
Average Rating

77

Average score across all performance metrics
Years Active

35

Years of regulatory operation
Active Licenses

19

Currently active licenses
Regulated Instruments

6

Types of financial instruments
Geographical Coverage

1

Countries under jurisdiction

Client Protection Details

Client Fund Insurance

Insurance coverage protecting client deposits and funds

✓
Status:Up to ZAR 500,000
Coverage: Up to ZAR 500,000

Account Managed Separately

Requirement for client funds to be held separately from company funds

✗
Status:

Operational Metrics

compliance
Transparency Level

High

market
Market Position

Tier 2

Compliance Status

IOSCO Membership
Member of International Organization of Securities Commissions
✓ Compliant
FATF Membership
Financial Action Task Force compliance
✓ Compliant

Regulatory Performance Scores

Detailed assessment of regulatory capabilities and effectiveness

Good
77SCORE
Overall Rating
0
Excellent
0
Excellence Rate
80
Highest Score

Regulatory Support Features

Negative Balance Protection
Not Supported
Investment Professional
Not Supported
Account Managed Separately
Not Supported

Core Performance Metrics

Detailed breakdown of the 6 key regulatory performance indicators

License Value

Value and prestige of licenses issued by this regulator

80
out of 100
Good

Performance Summary

This regulator shows good performance with an overall score of 77.

Strongest performance in License Value

Transparency Level: high

Global Tier: tier2

IOSCO Member
FATF Member
77
Overall

About Financial Sector Conduct Authority

No Description Available

This regulator does not have a detailed description available at the moment.

Contact Information

website icon

Main Site

https://www.fsca.co.za/
live chat icon

Live chat

https://www.fsca.co.za/Customers/Pages/C...
phone icon

Phone

0800203722
hotline number

Hotline

0800 313 626
at icon

Email

[email protected]

Instruments and Trading Limits

Regulated financial instruments

forex, bond, Stocks, Fund, Derivatives, CFD

Not Supported

Negative Balance Protection

Protection against negative account balances in trading

✗
Status:Not Supported

Investment Professional Support

Access to qualified investment professionals and advisory services

✗
Status:Not Available
regulatory
Regulatory Approach

Government-regulated

Coverage
Prohibited Countries

North Korea - UN-sanctioned countries

Fund Insurance
Client fund protection schemes available
✓ Compliant
Account Managed Separately
Mandatory client account segregation
✗ Not Available
5
Above Average
Regulatory

Effectiveness of regulatory framework and enforcement

80
out of 100
Good
Institutional

Institutional strength and organizational capability

80
out of 100
Good
Risk Management

Risk assessment and management protocols

80
out of 100
Good
Investment Protection

Investor protection measures and safeguards

80
out of 100
Good
Client Fund Insurance Rating

Client fund protection and insurance coverage

60
out of 100
Average

Licensed Brokers

Brokers authorized and regulated by this authority

0 Licensed Brokers

No brokers found

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