SFCHong KongTier 1Licence number
No number recorded
View licence record- Licence holder
- Held by Guosen Securities (HK)
- Licence type and regime
- Dealing in securities
Not checkedUpdated
At a glance
Regulation on record for Guosen Securities (HK)
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 2
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 2
- Found on an official register
- 0
Guosen Securities (HK) has 2 licences on record with Wikilix, issued by one authority across one jurisdiction. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for Guosen Securities (HK), strongest authority first.
2 records
- SFCHong KongTier 1
- SFCHong KongTier 1
Licence number
AUI491
View licence record- Licence holder
- Held by Guosen Securities (HK)
- Licence type and regime
- Dealing in futures contracts
Not checkedUpdated
Protection
What this licence protects
SFC's own rules for the firms it authorises.
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Client money kept separate
- Negative balance protection
- Complaints routeSFC Complaints / FDRC
- Maximum leverage1:13
Frequently Asked Questions
Questions about the licences held by Guosen Securities (HK)
Answered from the register entries on this page.
Most Popular Questions
Yes, Guosen Securities (HK) prohibits clients from the USA, North Korea, Iran, and other sanctioned countries. Its geographical coverage mainly includes Hong Kong, Asia-Pacific, and some global clients.
Customer support at Guosen Securities (HK) is available via phone at 4000895536 and live chat during business hours.
The maximum leverage available at Guosen Securities (HK) is 1:13. This leverage level is regulated and disclosed under their SFC licenses.
Guosen Securities (HK) has faced regulatory scrutiny regarding third-party platform payments. Third-party deposits may be restricted or disallowed due to strict verification requirements, and fees for such payments range from 0.5% to 1% of the amount transferred.
Guosen Securities (HK) offers trading in forex, stocks, derivatives, securities, and futures. These instruments are regulated under their SFC licenses in Hong Kong.
Guosen Securities (HK) is regulated by the Securities and Futures Commission (SFC) of Hong Kong, a tier 1 global regulator. It holds licenses for dealing in securities and futures contracts, with strict fund segregation but no mandatory client fund insurance. The broker is subject to high transparency and complaint mechanisms through the SFC.
Guosen Securities (HK) has 2 licence records with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Guosen Securities (HK) holds licence records issued by SFC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
2 of the licence records held by Guosen Securities (HK) come from tier-1 or tier-2 authorities (2 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 2 licence records held by Guosen Securities (HK) has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
Guosen Securities (HK) has licence records in Hong Kong. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.