All Regulators
Showing 12 of 117 regulators
NFA
National Futures Association
United States
100/100
Tier 1High
Performance Scores
License Value
100
Regulatory
100
Gov. Reg.
Segregated
Est. 1982
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FINRA
The Financial Industry Regulatory Authority
United States
100/100
Tier 1High
Performance Scores
License Value
100
Regulatory
100
Gov. Reg.
Est. 2007
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FCA
Financial Conduct Authority
United Kingdom
100/100
Tier 1High
Performance Scores
License Value
100
Regulatory
100
Gov. Reg.
NBP
Segregated
IOSCO
Est. 2013
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CIRO
Canadian Investment Regulatory Organization
Canada
97/100
Tier 1High
Performance Scores
License Value
80
Regulatory
100
Gov. Reg.
NBP
Segregated
IOSCO
Est. 2008
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AMF
Autorité des Marchés Financiers
France
97/100
Tier 1High
Performance Scores
License Value
80
Regulatory
100
Gov. Reg.
NBP
IOSCO
Est. 2003
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BaFin
Federal Financial Supervisory Authority
Germany
97/100
Tier 1High
Performance Scores
License Value
80
Regulatory
100
Gov. Reg.
NBP
Segregated
IOSCO
Est. 2002
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SFC
Securities and Futures Commission
Hong Kong
92/100
Tier 1High
Performance Scores
License Value
100
Regulatory
100
Gov. Reg.
NBP
Segregated
IOSCO
Est. 1989
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MAS
Monetary Authority of Singapore
Singapore
92/100
Tier 1High
Performance Scores
License Value
100
Regulatory
100
Gov. Reg.
IOSCO
Est. 1971
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FSA
Financial Services Agency
Japan
89/100
Tier 1High
Performance Scores
License Value
80
Regulatory
100
Gov. Reg.
NBP
Segregated
IOSCO
Est. 2000
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ASIC
Australia Securities & Investment Commission
Australia
85/100
Tier 1High
Performance Scores
License Value
100
Regulatory
100
Gov. Reg.
NBP
IOSCO
Est. 1998
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SEC
Securities and Exchange Commission
Philippines
85/100
Tier 1Medium
Performance Scores
License Value
90
Regulatory
90
Gov. Reg.
IOSCO
Est. 1936
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FINMA
Swiss Financial Market Supervisory Authority
Switzerland
85/100
Tier 1Medium
Performance Scores
License Value
90
Regulatory
90
Gov. Reg.
IOSCO
Est. 2007
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Showing 1 to 12 of 117 results
All Financial Regulators A–Z
All 117 financial regulators in the Wikilix directory. Each link opens that authority's profile, the brokers it licenses, and how to check a licence number.
Regulators starting with A
- Abu Dhabi Global Market (ADGM)United Arab Emirates
- Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan (ARDFM)
- Anjouan Offshore Finance Authority (AOFA)Comoros
- Australia Securities & Investment Commission (ASIC)Australia
- Australian Prudential Regulation Authority (APRA)
- Australian Transaction Reports and Analysis Centre (AUSTRAC)
- Austrian Financial Market Authority (Finanzmarktaufsicht) (FMA-AT)
- Autoritatea de Supraveghere Financiară (Financial Supervisory Authority of Romania) (ASF)
- Autorité de contrôle prudentiel et de résolution (ACPR)
- Autorité des Marchés Financiers (AMF)France
Regulators starting with B
Regulators starting with C
- Canadian Investment Regulatory Organization (CIRO)Canada
- Capital Markets Authority Lebanon (CMA)Lebanon
- Central Bank of Brazil (BCB)
- Central Bank of Cyprus (CBC)
- Central Bank of Ireland (CBI)Ireland
- Central Bank of Jordan (CBJ)
- Central Bank of Russia (CBR)Russia
- Central Bank of the Republic of Azerbaijan (CBAR)
- Central Bank of the U.A.E. (CBUAE)United Arab Emirates
- China Financial Futures Exchange (CFFEX)China
- China Securities Regulatory Commission (CSRC)
- Comisión Nacional Bancaria y de Valores (CNBV)
- Comisión Nacional de Valores (National Securities Commission, Argentina) (CNV)
- Comisión Nacional del Mercado de Valores (CNMV)Spain
- Comisión para el Mercado Financiero (CMF)
- Comissão de Valores Mobiliários (Securities and Exchange Commission of Brazil) (CVM)
- Commission de Surveillance du Secteur Financier (CSSF)
- Commissione Nazionale per le Società e la Borsa (CONSOB)Italy
- Commodity Futures Trading Commission (CFTC)
- Croatian Financial Services Supervisory Agency (HANFA)
- Customs and Excise Department, Hong Kong (Money Service Operators Licensing) (HKCED)
- Cyprus Securities and Exchange Commission (CySEC)Cyprus
- Czech National Bank (CNB)Czech Republic
Regulators starting with D
Regulators starting with F
- Federal Financial Supervisory Authority (BaFin)Germany
- Financial and Capital Market Commission (Latvia; functions assumed by Latvijas Banka / Bank of Latvia from 2023) (FCMC)
- Financial Conduct Authority (FCA)United Kingdom
- Financial Crimes Enforcement Network (FinCEN)United States
- Financial Market Authority Liechtenstein (Finanzmarktaufsicht Liechtenstein) (FMA-LI)
- Financial Markets Authority (FMA)New Zealand
- Financial Sector Conduct Authority (FSCA)South Africa
- Financial Services Agency (FSA)Japan
- Financial Services and Markets Authority (FSMA)
- Financial Services Authority (FSA)Saint Vincent and the Grenadines
- Financial Services Commission (FSC)Belize
- Financial Services Regulatory Authority (FSRA)
- Financial Supervision Commission (FSC)Bulgaria
- Financial Supervisory Service (FSS)South Korea
- Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Canada
- Finansinspektionen (Swedish Financial Supervisory Authority) (FI)
- Finnish Financial Supervisory Authority (FIN-FSA)
Regulators starting with G
Regulators starting with H
Regulators starting with I
Regulators starting with J
Regulators starting with L
Regulators starting with M
Regulators starting with N
Regulators starting with O
Regulators starting with P
Regulators starting with R
Regulators starting with S
- Saxon State Ministry for Economic Affairs, Labour, Energy and Climate Action, Exchange Supervisory Authority (Saxon Exchange Supervisory Authority)
- Securities and Commodities Authority (SCA)United Arab Emirates
- Securities and Exchange Board of India (SEBI)
- Securities and Exchange Commission (SEC)Philippines
- Securities and Exchange Commission of Nigeria (SEC Nigeria)
- Securities and Exchange Commission of Pakistan (SECP)
- Securities and Exchange Commission, Thailand (SEC Thailand)
- Securities and Exchange Regulator of Cambodia (SERC)Cambodia
- Securities and Futures Bureau (SFB)China
- Securities and Futures Commission (SFC)Hong Kong
- Securities Market Agency (Agencija za trg vrednostnih papirjev) (ATVP)
- Sermaye Piyasası Kurulu (Capital Markets Board of Türkiye) (SPK)
- Superintendencia Financiera de Colombia (SFC Colombia)
- Swiss Financial Market Supervisory Authority (FINMA)Switzerland
Regulators starting with T
- Taipei Exchange (TPEx)China
- The Astana Financial Services Authority (AFSA)Kazakhstan
- The Bermuda Monetary Authority (BMA)Bermuda
- The Capital Market Commission (SCMN)Montenegro
- The Capital Markets Authority (CMA)Kenya
- The Cayman Islands Monetary Authority (CIMA)Cayman Islands
- The Central Bank of The Bahamas (CBOB)
- The Financial Industry Regulatory Authority (FINRA)United States
- The Financial Services Commission (FSC)Mauritius
- The Financial Supervision Authority (FSA)Estonia
- The Financial Supervisory Authority of Norway (Finanstilsynet)
- The Israel Securities Authority (ISA)Israel
- The Securities Commission Malaysia (SCM)Malaysia
- The Securities Commission of The Bahamas (SCB)Bahamas
- The Seychelles Financial Services Authority (FSA)Seychelles
- Trinidad and Tobago Securities and Exchange Commission (TTSEC)