CFFEXChinaTier 1Licence number
0001
View licence record- Licence holder
- Held by GUOTAI HAITONG
- Licence type and regime
- Dealing in futures contracts
Not checkedUpdated
At a glance
Regulation on record for GUOTAI HAITONG
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 1
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 1
- Found on an official register
- 0
GUOTAI HAITONG has one licence on record with Wikilix, issued by one authority across one jurisdiction. One of them was issued by a tier-1 or tier-2 authority — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for GUOTAI HAITONG, strongest authority first.
1 record
- CFFEXChinaTier 1
Protection
What this licence protects
CFFEX's own rules for the firms it authorises.
- Compensation schemeDeposit insurance covers up to CNY 500,000 per depositor
- Complaints routeExchange rules
- Maximum leverage1:7
Frequently Asked Questions
Questions about the licences held by GUOTAI HAITONG
Answered from the register entries on this page.
Most Popular Questions
Yes, Guotai Haitong offers customer support in English and provides live chat support during business hours. Additional contact methods include phone support.
Withdrawal fees include remittance bank charges of 160 HKD and local transfer fees of 60 HKD for USD, EUR, and CNY withdrawals. The local transfer fee is waived for accounts with SCB, HSBC, BOCHK, HSB, or CMBHK.
Clients can withdraw funds via email instructions to the Operations Department, through the online trading platform, or by contacting their Relationship Manager if they have registered Standing Payment Instructions. Withdrawals are processed within hours but instructions received after cut-off time are handled the next business day.
According to WIKILIX data, Guotai Haitong offers a maximum leverage of 50.
The minimum deposit amount to open an account with Guotai Haitong Securities Co., Ltd is 1300 USD.
Guotai Haitong Securities Co., Ltd is regulated by the China Financial Futures Exchange (CFFEX), an onshore government regulator in China. The broker holds a license for dealing in futures contracts and offers deposit insurance coverage up to CNY 500,000 per depositor.
GUOTAI HAITONG has one licence record with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
GUOTAI HAITONG holds licence records issued by CFFEX. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
One of the licence records held by GUOTAI HAITONG comes from tier-1 or tier-2 authorities (1 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the one licence record held by GUOTAI HAITONG has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
GUOTAI HAITONG has licence records in China. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.