SFCHong KongTier 1Licence number
AFS455
View licence record- Licence holder
- Held by Head & Shoulders
- Licence type and regime
- Dealing in securities
Not checkedUpdated
At a glance
Regulation on record for Head & Shoulders
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 1
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 1
- Found on an official register
- 0
Head & Shoulders has one licence on record with Wikilix, issued by one authority across one jurisdiction. One of them was issued by a tier-1 or tier-2 authority — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for Head & Shoulders, strongest authority first.
1 record
- SFCHong KongTier 1
Protection
What this licence protects
SFC's own rules for the firms it authorises.
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Client money kept separate
- Negative balance protection
- Complaints routeSFC Complaints / FDRC
- Maximum leverage1:13
Frequently Asked Questions
Questions about the licences held by Head & Shoulders
Answered from the register entries on this page.
Most Popular Questions
Yes, Head & Shoulders Financial Group prohibits clients from the USA, North Korea, Iran, and other sanctioned countries. The broker primarily serves clients in Hong Kong, the Asia-Pacific region, and some global clients.
According to WIKILIX data, Head & Shoulders offers trading in forex, stocks, derivatives, securities, and futures. Specific details about available trading platforms or leverage are not specified in the provided context.
Head & Shoulders provides customer support via phone, live chat during business hours, and email. Support is available in English, Simplified Chinese, and Traditional Chinese, with a physical office located in Central, Hong Kong.
The minimum deposit amount to open an account with Head & Shoulders Financial Group is 50 HKD. There is no detailed information about fees or commissions in the provided context.
Head & Shoulders Financial Group is regulated by the Securities and Futures Commission (SFC) in Hong Kong. The SFC is a tier 1 regulator with high transparency and strict fund segregation, though there is no mandatory client fund insurance. This regulation ensures a high standard of investor protection.
Head & Shoulders has one licence record with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Head & Shoulders holds licence records issued by SFC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
One of the licence records held by Head & Shoulders comes from tier-1 or tier-2 authorities (1 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the one licence record held by Head & Shoulders has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
Head & Shoulders has licence records in Hong Kong. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.