CIROCanadaTier 1Licence number
Unreleased
View licence record- Licence holder
- Held by Morgan Stanley
- Licence type and regime
- Market Making(MM)
Not checkedUpdated
At a glance
Regulation on record for Morgan Stanley
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 1
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 1
- Found on an official register
- 0
Morgan Stanley has one licence on record with Wikilix, issued by one authority across one jurisdiction. One of them was issued by a tier-1 or tier-2 authority — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for Morgan Stanley, strongest authority first.
1 record
- CIROCanadaTier 1
Protection
What this licence protects
CIRO's own rules for the firms it authorises.
- Compensation schemeUp to CAD 1000000 (CIPF)
- Client money kept separate
- Negative balance protection
- Complaints routeOBSI
- Maximum leverage1:49
Frequently Asked Questions
Questions about the licences held by Morgan Stanley
Answered from the register entries on this page.
Most Popular Questions
Morgan Stanley provides customer support via live chat during business hours and email at instfeed@morganstanley.com. Their main office address is 1585 Broadway, New York, NY 10036, and phone support is available at +1 801 902 6997.
Morgan Stanley offers trading in regulated financial instruments including bonds and stocks. Details about other instruments such as forex or CFDs are not specified.
Morgan Stanley offers a maximum leverage of 30. This leverage level applies to its trading conditions but specific instruments covered are not detailed.
Morgan Stanley supports deposits and withdrawals via wire transfer and check. Wire transfers have no markup fees for deposits, but withdrawals incur a $25 fee unless requested online for certain accounts. Check deposits have no fees, and withdrawals processed through advisors have limits and fees for excess transactions.
Morgan Stanley Fund Services is regulated by the Canadian Investment Regulatory Organization (CIRO), an onshore regulator in Canada. It holds a Market Making license and offers client fund insurance up to CAD 1,000,000 through CIPF. The broker operates under high transparency and has a complaint mechanism via OBSI.
Morgan Stanley has one licence record with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Morgan Stanley holds licence records issued by CIRO. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
One of the licence records held by Morgan Stanley comes from tier-1 or tier-2 authorities (1 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the one licence record held by Morgan Stanley has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
Morgan Stanley has licence records in Canada. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.