CIROCanadaTier 1Licence number
Unreleased
View licence record- Licence holder
- Held by R.J.O’Brien
- Licence type and regime
- Market Making(MM)
Not checkedUpdated
At a glance
Regulation on record for R.J.O’Brien
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 1
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 1
- Found on an official register
- 0
R.J.O’Brien has one licence on record with Wikilix, issued by one authority across one jurisdiction. One of them was issued by a tier-1 or tier-2 authority — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for R.J.O’Brien, strongest authority first.
1 record
- CIROCanadaTier 1
Protection
What this licence protects
CIRO's own rules for the firms it authorises.
- Compensation schemeUp to CAD 1000000 (CIPF)
- Client money kept separate
- Negative balance protection
- Complaints routeOBSI
- Maximum leverage1:49
Frequently Asked Questions
Questions about the licences held by R.J.O’Brien
Answered from the register entries on this page.
Most Popular Questions
R.J.O’Brien offers trading in regulated financial instruments such as bonds and stocks. Details about other instrument types like forex, CFDs, or cryptocurrencies are not specified in the provided context.
R.J.O’Brien offers customer support via phone, live chat during business hours, and email. Support is available in English, and the broker maintains active social media channels including Facebook, Twitter, LinkedIn, Instagram, and YouTube. Multiple contact phone numbers and an email address are provided for client inquiries.
According to WIKILIX data, R.J.O’Brien does not charge commissions on trades. The broker has no specified minimum deposit amount, and the minimum deposit currency is USD. Other fee details such as spreads or execution models are not specified in the provided context.
R.J.O’Brien supports deposits via bank wire transfer, certified or cashier's checks, and account transfers from other firms. Wire transfers incur a fixed deposit fee of 10 USD and a withdrawal fee of 25 USD. Account transfers have a withdrawal fee of 100 USD, and personal checks may require clearance before trading can begin.
R.J.O’Brien Associates Canada Inc is regulated by the Canadian Investment Regulatory Organization (CIRO), an onshore regulator in Canada. The broker holds an Investment Dealer Registration license and offers client fund insurance up to CAD 1,000,000 through CIPF. It operates under a high transparency level and has a complaint mechanism via OBSI.
R.J.O’Brien has one licence record with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
R.J.O’Brien holds licence records issued by CIRO. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
One of the licence records held by R.J.O’Brien comes from tier-1 or tier-2 authorities (1 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the one licence record held by R.J.O’Brien has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
R.J.O’Brien has licence records in Canada. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.