CIROCanadaTier 1Licence number
Unreleased
View licence record- Licence holder
- Held by RBC Securities
- Licence type and regime
- Market Making(MM)
Not checkedUpdated
At a glance
Regulation on record for RBC Securities
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 1
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 1
- Found on an official register
- 0
RBC Securities has one licence on record with Wikilix, issued by one authority across one jurisdiction. One of them was issued by a tier-1 or tier-2 authority — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for RBC Securities, strongest authority first.
1 record
- CIROCanadaTier 1
Protection
What this licence protects
CIRO's own rules for the firms it authorises.
- Compensation schemeUp to CAD 1000000 (CIPF)
- Client money kept separate
- Negative balance protection
- Complaints routeOBSI
- Maximum leverage1:49
Frequently Asked Questions
Questions about the licences held by RBC Securities
Answered from the register entries on this page.
Most Popular Questions
RBC Dominion Securities Inc offers trading in regulated financial instruments such as bonds and stocks. Other instrument types are not detailed in the provided context.
RBC Securities provides customer support via phone and live chat during business hours. They offer multiple contact phone numbers and support is available in English to assist clients with inquiries.
RBC Dominion Securities Inc offers a maximum leverage of 5 to its clients. This leverage level is relatively conservative compared to some other brokers and aligns with regulatory standards.
The minimum deposit amount to open an account with RBC Securities is CAD 2,500. This requirement helps ensure that clients meet the broker's funding criteria before trading.
RBC Dominion Securities Inc is regulated by the Canadian Investment Regulatory Organization (CIRO), an onshore regulator in Canada. It holds a Market Making license and offers client fund insurance up to CAD 1,000,000 through CIPF. The broker is subject to high transparency and regulatory standards.
RBC Securities has one licence record with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
RBC Securities holds licence records issued by CIRO. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
One of the licence records held by RBC Securities comes from tier-1 or tier-2 authorities (1 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the one licence record held by RBC Securities has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
RBC Securities has licence records in Canada. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.