CIROCanadaTier 1Licence number
Unreleased
View licence record- Licence holder
- Held by RBC
- Licence type and regime
- Market Making(MM)
Not checkedUpdated
At a glance
Regulation on record for RBC
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 1
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 1
- Found on an official register
- 0
RBC has one licence on record with Wikilix, issued by one authority across one jurisdiction. One of them was issued by a tier-1 or tier-2 authority — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for RBC, strongest authority first.
1 record
- CIROCanadaTier 1
Protection
What this licence protects
CIRO's own rules for the firms it authorises.
- Compensation schemeUp to CAD 1000000 (CIPF)
- Client money kept separate
- Negative balance protection
- Complaints routeOBSI
- Maximum leverage1:49
Frequently Asked Questions
Questions about the licences held by RBC
Answered from the register entries on this page.
Most Popular Questions
RBC Direct Investing offers trading in regulated financial instruments including bonds and stocks. Other instrument types are not specified in the provided context.
RBC Direct Investing offers customer support primarily in English with live chat available during business hours. Additional contact options include phone support at 800-769-2560 and social media channels such as Facebook, Twitter, LinkedIn, Instagram, and YouTube.
According to WIKILIX data, RBC Direct Investing offers a maximum leverage of 2. This leverage level applies to their trading accounts and instruments.
RBC Direct Investing supports Electronic Funds Transfer (EFT), wire transfers, and cheque deposits for funding accounts. Withdrawals can be made via wire transfers and cheque requests, with fees of CAD 45 for wire withdrawals and CAD 10 for cheque withdrawals. Processing times vary from same-day to several business days depending on the method.
RBC Direct Investing Inc. is regulated by the Canadian Investment Regulatory Organization (CIRO), an onshore regulator in Canada. It holds an Investment Dealer Registration license and provides client fund insurance up to CAD 1,000,000 through CIPF. The broker operates under a high transparency level and is subject to complaint mechanisms such as OBSI.
RBC has one licence record with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
RBC holds licence records issued by CIRO. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
One of the licence records held by RBC comes from tier-1 or tier-2 authorities (1 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the one licence record held by RBC has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
RBC has licence records in Canada. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.