ASICAustraliaTier 1Licence number
441277
View licence record- Licence holder
- Held by Rock Shield Capital Markets
- Licence type and regime
- Straight Through Processing(STP)
Not checkedUpdated
At a glance
Regulation on record for Rock Shield Capital Markets
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 1
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 1
- Found on an official register
- 0
Rock Shield Capital Markets has one licence on record with Wikilix, issued by one authority across one jurisdiction. One of them was issued by a tier-1 or tier-2 authority — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for Rock Shield Capital Markets, strongest authority first.
1 record
- ASICAustraliaTier 1
Protection
What this licence protects
ASIC's own rules for the firms it authorises.
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Negative balance protection
- Complaints routeAFCA
- Maximum leverage1:28
Frequently Asked Questions
Questions about the licences held by Rock Shield Capital Markets
Answered from the register entries on this page.
Most Popular Questions
Clients of Rock Shield Capital Markets can access customer support via live chat during business hours and email at info@rockshieldcm.com. Support is provided in English, and the broker maintains active social media profiles for additional contact.
Rock Shield Capital Markets offers a maximum leverage of up to 500. This leverage level applies to their trading accounts.
Rock Shield Capital Markets supports multiple funding methods including bank transfer, e-wallets like HiPAY and FASTPAYS, crypto via Tether, and credit cards such as VISA and Mastercard.
Rock Shield Capital Markets offers the MetaTrader 4 platform, which is available on desktop, web, mobile, Android, and iOS devices.
Rock Shield Capital Markets is regulated by the Australia Securities & Investment Commission (ASIC), a tier 1 onshore regulator. The broker follows strict fund segregation rules but does not have mandatory client fund insurance.
Rock Shield Capital Markets has one licence record with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Rock Shield Capital Markets holds licence records issued by ASIC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
One of the licence records held by Rock Shield Capital Markets comes from tier-1 or tier-2 authorities (1 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the one licence record held by Rock Shield Capital Markets has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
Rock Shield Capital Markets has licence records in Australia. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.