ASICAustraliaTier 1Licence number
236048
View licence record- Licence holder
- Held by Shaw and Partners
- Licence type and regime
- Investment Advisory License
Not checkedUpdated
At a glance
Regulation on record for Shaw and Partners
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 1
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 1
- Found on an official register
- 0
Shaw and Partners has one licence on record with Wikilix, issued by one authority across one jurisdiction. One of them was issued by a tier-1 or tier-2 authority — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for Shaw and Partners, strongest authority first.
1 record
- ASICAustraliaTier 1
Protection
What this licence protects
ASIC's own rules for the firms it authorises.
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Negative balance protection
- Complaints routeAFCA
- Maximum leverage1:28
Frequently Asked Questions
Questions about the licences held by Shaw and Partners
Answered from the register entries on this page.
Most Popular Questions
Shaw and Partners Limited prohibits clients from certain countries including the USA, North Korea, Iran, and other sanctioned nations. The broker primarily serves clients in Australia, the Asia-Pacific region, and some global locations.
Shaw and Partners Limited does not offer live chat support but provides customer service via phone and email during business hours. The support team communicates in English and can be reached at info@djcarmichael.com.au or by phone at +61 2 9238 1238.
According to WIKILIX data, Shaw and Partners Limited offers trading in various regulated financial instruments including Forex, stocks, funds, options, derivatives, and securities. This range allows clients to diversify their investment portfolios across multiple asset classes.
Shaw and Partners Limited supports multiple funding methods including bank transfers, credit/debit cards, e-wallets like Skrill and Neteller, PayPal, and cryptocurrencies such as Bitcoin. Deposits and withdrawals typically have no fees and are processed within a few business days. Minimum deposit and withdrawal amounts are generally set at 100 USD and 30 USD respectively.
Shaw and Partners Limited is regulated by the Australia Securities & Investment Commission (ASIC), a tier 1 onshore regulator. The broker holds an Investment Advisory License and follows strict fund segregation rules, although there is no mandatory client fund insurance. ASIC regulation ensures a high level of transparency and investor protection.
Shaw and Partners has one licence record with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Shaw and Partners holds licence records issued by ASIC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
One of the licence records held by Shaw and Partners comes from tier-1 or tier-2 authorities (1 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the one licence record held by Shaw and Partners has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
Shaw and Partners has licence records in Australia. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.