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Licence record

SSY: FINRA licence 0449314

Issuing authority
The Financial Industry Regulatory Authority
Jurisdiction
United States
Licence type
Common Financial Service License

This is Wikilix's record of a licence issued by The Financial Industry Regulatory Authority. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Sep 10, 2026

Licence Verification Record

The Financial Industry Regulatory Authority 0449314

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
Simpson Spence Young
Issuing authority
The Financial Industry Regulatory Authority
Jurisdiction
United States
Licence type
Common Financial Service License

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/ssy/licenses/the-financial-industry-regulatory-authority/0449314Fields on file 2 / 11

Open SSYAll SSY licencesAbout FINRA
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
United States
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
0449314
Licence type (Wikilix classification)
Common Financial Service License
The authority

About FINRA

The Financial Industry Regulatory Authority is the authority that issued this licence, and the jurisdiction it applies in is United States.

Full name
The Financial Industry Regulatory Authority
Jurisdiction
United States
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
2007
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker‑Dealer (SRO) Membership
Typical cost of a licence
USD 150000+
Public register
No public register published
Transparency
High
Protection

What this licence protects

FINRA's own rules for the firms it authorises.

  • Compensation schemeUp to USD 500000 (SIPC)
  • Complaints routeFINRA Arbitration
  • Maximum leverage1:50
This describes the authority's regime, not how SSY applies it.
The holder

Who holds this licence

The licence above is recorded against SSY. Wikilix holds no separate company records for this holder, so we cannot say which legal company the register issued it to.

Broker
Simpson Spence Young
Based in
United States
Wikilix score
68.2the firm’s overall score, not a rating of this licence

Wikilix has flagged SSY as a suspected clone of another firm. That is a finding about the firm, not about this licence — the register’s own wording above is what states this entry’s standing.

Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Licence 0449314 was issued by The Financial Industry Regulatory Authority (FINRA), the financial authority for United States.
SSY holds this FINRA licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the FINRA register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates FINRA tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
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