SFCHong KongTier 1Licence number
AAZ149
View licence record- Licence holder
- Held by SWSI
- Licence type and regime
- Dealing in futures contracts
Not checkedUpdated
At a glance
Regulation on record for SWSI
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 1
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 1
- Found on an official register
- 0
SWSI has one licence on record with Wikilix, issued by one authority across one jurisdiction. One of them was issued by a tier-1 or tier-2 authority — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for SWSI, strongest authority first.
1 record
- SFCHong KongTier 1
Protection
What this licence protects
SFC's own rules for the firms it authorises.
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Client money kept separate
- Negative balance protection
- Complaints routeSFC Complaints / FDRC
- Maximum leverage1:13
Frequently Asked Questions
Questions about the licences held by SWSI
Answered from the register entries on this page.
Most Popular Questions
Southwest Securities International Securities Limited offers customer support via phone and live chat during business hours. Support is provided in English, and the broker's contact details include a Hong Kong phone number and an email address for operational support.
Southwest Securities International Securities Limited offers trading in forex, stocks, derivatives, securities, and futures. The broker holds licenses for dealing in futures contracts and leveraged forex trading under Hong Kong regulation.
Southwest Securities International Securities Limited supports deposits and withdrawals via credit/debit cards, bank transfers, e-wallets, cryptocurrencies, and bank cards. Processing times vary from instant for cards and e-wallets to several days for bank transfers. Fees are generally low or zero, but bank withdrawals may incur fixed fees.
Southwest Securities International Securities Limited is regulated by the Securities and Futures Commission (SFC) in Hong Kong. The broker operates under strict fund segregation rules but does not have mandatory client fund insurance.
SWSI has one licence record with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
SWSI holds licence records issued by SFC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
One of the licence records held by SWSI comes from tier-1 or tier-2 authorities (1 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the one licence record held by SWSI has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
SWSI has licence records in Hong Kong. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.