Wikilix
Licence record

ASIC licence 430135

Holder
BMO Capital Markets
Jurisdiction
Australia
Licence type
Financial Service

This is Wikilix's record of a licence issued by Australia Securities & Investment Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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RecordModified Aug 3, 2026

Licence Verification Record

Australia Securities & Investment Commission 430135

Recorded from the firm's own disclosure. Not yet checked against the register.

Issuing authority
Australia Securities & Investment Commission
Holder
BMO Capital Markets Limited
Jurisdiction
Australia
Licence type
Financial Service

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/licenses/australia-securities-and-investment-commission/bmo-capital-markets/430135Fields on file 2 / 11

Open BMO Capital MarketsAbout ASIC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Australia
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
430135
Licence type (Wikilix classification)
Financial Service
The authority

About ASIC

Australia Securities & Investment Commission is the authority that issued this licence, and the jurisdiction it applies in is Australia.

Full name
Australia Securities & Investment Commission
Jurisdiction
Australia
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1998
Oversight
A government or statutory body
Firms we track under it
144 firms
Regulates
Forex, Stocks, Fund, Options, Derivatives, Securities
Licences it issues
AFSL – OTC Derivatives (Principal Dealer & Agency)
Typical cost of a licence
AUD 50000-100000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

ASIC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Negative balance protection
  • Complaints routeAFCA
  • Maximum leverage1:28
This describes the authority's regime, not how BMO Capital Markets applies it.
The holder

Who holds this licence

The licence above is recorded against BMO Capital Markets. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
BMO Capital Markets Limited
Based in
United Kingdom
Wikilix score
56.9the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • BMO CAPITAL MARKETS LIMITEDUnited Kingdom · Reg. 02928224 · Jun 5, 2018
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences BMO Capital Markets holds

3 other licences are on record for BMO Capital Markets.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
BMO Capital Markets offers customer support via phone and live chat during business hours, with support available in English. They maintain social media presence on Facebook, LinkedIn, and YouTube. The main contact phone number is +1 844-837-9228, and their office address is 3 Times Square, New York, NY 10036, USA.
The highest leverage offered by BMO Capital Markets varies by jurisdiction, with up to 30:1 under the UK FCA, 28:1 under ASIC in Australia, and 25:1 under Japan's FSA. Leverage availability depends on the regulatory environment and the type of financial instrument traded. Specific leverage details for account types are not specified in the provided context.
BMO Capital Markets supports several funding methods including bank transfers, credit cards, e-wallets, cheque deposits, electronic funds transfer (EFT), and cryptocurrency deposits. Deposit fees are generally zero, but withdrawal fees range from 5 to 10 USD or equivalent. Processing times vary from instant for credit cards and e-wallets to several days for bank transfers and cheques.
BMO Capital Markets is regulated by top-tier authorities including the UK's FCA, Australia's ASIC, and Japan's FSA. These regulators enforce strict standards such as client fund segregation and provide complaint mechanisms like the Financial Ombudsman Service. BMO offers client fund insurance up to £85,000 in the UK and adheres to high transparency and regulatory indexes.
Licence 430135 was issued by Australia Securities & Investment Commission (ASIC), the financial authority for Australia.
BMO Capital Markets holds this ASIC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the ASIC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates ASIC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
BMO Capital Markets has 3 other licences on record with Wikilix, across 3 jurisdictions. They are listed further down this page.
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