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Licence record

CIRO licence Unreleased

Holder
Laurentian Bank Securities
Jurisdiction
Canada
Licence type
Market Making(MM)

This is Wikilix's record of a licence issued by Canadian Investment Regulatory Organization. It sets out what the register says, what we checked, and what the authority's own rules protect.

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RecordModified Sep 10, 2026

Licence Verification Record

Canadian Investment Regulatory Organization Unreleased

Recorded from the firm's own disclosure. Not yet checked against the register.

Issuing authority
Canadian Investment Regulatory Organization
Holder
Laurentian Bank Securities Inc.
Jurisdiction
Canada
Licence type
Market Making(MM)

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/licenses/canadian-investment-regulatory-organization/laurentian-bank-securities/unreleasedFields on file 2 / 11

Open Laurentian Bank SecuritiesAbout CIRO
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Canada
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
Unreleased
Licence type (Wikilix classification)
Market Making(MM)
The authority

About CIRO

Canadian Investment Regulatory Organization is the authority that issued this licence, and the jurisdiction it applies in is Canada.

Full name
Canadian Investment Regulatory Organization
Jurisdiction
Canada
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
2008
Oversight
A government or statutory body
Firms we track under it
23 firms
Regulates
Bond, Stocks
Licences it issues
Investment Dealer Registration
Typical cost of a licence
CAD 50000-100000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

CIRO's own rules for the firms it authorises.

  • Compensation schemeUp to CAD 1000000 (CIPF)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeOBSI
  • Maximum leverage1:49
This describes the authority's regime, not how Laurentian Bank Securities applies it.
The holder

Who holds this licence

The licence above is recorded against Laurentian Bank Securities. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
Laurentian Bank Securities Inc.
Based in
Canada
Wikilix score
76.5the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • LAURENTIAN BANK SECURITIES INC.Canada · Reg. 264708-7 · Sep 25, 1990
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Not specified in the provided context.
Laurentian Bank Securities provides trading in regulated financial instruments including bonds and stocks. Other instrument types are not specified in the provided context.
According to WIKILIX data, Laurentian Bank Securities offers a maximum leverage of 2. This leverage level applies to the trading accounts available with the broker.
Laurentian Bank Securities supports deposits via Interac e-Transfer with a fixed fee of CAD 1.00 per transfer and limits of CAD 3,000 per transaction. Cheque deposits incur a CAD 1.25 fee unless a minimum balance of CAD 3,000 is maintained. Inter-institution transfers have no fee but a maximum sending limit of CAD 50,000 per transaction.
Laurentian Bank Securities Inc. is regulated by the Canadian Investment Regulatory Organization (CIRO), an onshore regulator in Canada. It holds a Market Making license and offers client fund insurance up to CAD 1,000,000 through CIPF. The broker operates under high transparency and has a complaint mechanism via OBSI.
Licence Unreleased was issued by Canadian Investment Regulatory Organization (CIRO), the financial authority for Canada.
Laurentian Bank Securities holds this CIRO licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the CIRO register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates CIRO tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
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