Wikilix
Licence record

SFC licence ADI115

Holder
GUOTAI JUNAN FUTURES
Jurisdiction
Hong Kong
Licence type
Dealing in futures contracts

This is Wikilix's record of a licence issued by Securities and Futures Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Sep 7, 2026

Licence Verification Record

Securities and Futures Commission ADI115

Recorded from the firm's own disclosure. Not yet checked against the register.

Issuing authority
Securities and Futures Commission
Holder
GUOTAI JUNAN FUTURES CO.,LTD.
Jurisdiction
Hong Kong
Licence type
Dealing in futures contracts

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/licenses/securities-and-futures-commission/guotai-junan-futures/adi115Fields on file 2 / 11

Open GUOTAI JUNAN FUTURESAbout SFC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Hong Kong
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
ADI115
Licence type (Wikilix classification)
Dealing in futures contracts
The authority

About SFC

Securities and Futures Commission is the authority that issued this licence, and the jurisdiction it applies in is Hong Kong.

Full name
Securities and Futures Commission
Jurisdiction
Hong Kong
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1989
Oversight
A government or statutory body
Firms we track under it
189 firms
Regulates
forex, Stocks, Derivatives, Securities, Futures
Licences it issues
Type 3 Leveraged FX, Type 1 Dealing in Securities
Typical cost of a licence
HKD 500000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

SFC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeSFC Complaints / FDRC
  • Maximum leverage1:13
This describes the authority's regime, not how GUOTAI JUNAN FUTURES applies it.
The holder

Who holds this licence

The licence above is recorded against GUOTAI JUNAN FUTURES. Wikilix holds no separate company records for this holder, so we cannot say which legal company the register issued it to.

Broker
GUOTAI JUNAN FUTURES CO.,LTD.
Based in
China
Wikilix score
45.3the firm’s overall score, not a rating of this licence
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences GUOTAI JUNAN FUTURES holds

One other licence is on record for GUOTAI JUNAN FUTURES.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
The minimum deposit amount is not specified in the provided context for GUOTAI JUNAN FUTURES.
According to the available information, GUOTAI JUNAN FUTURES does not charge commissions. Details about spreads or other fees are not specified.
Not specified in the provided context.
GUOTAI JUNAN FUTURES provides customer support via phone and live chat during business hours. They support English and both Simplified and Traditional Chinese languages, and also offer email support.
According to WIKILIX data, GUOTAI JUNAN FUTURES CO.,LTD. is not regulated by any financial authority. It operates in China but does not hold a specified regulatory license.
Licence ADI115 was issued by Securities and Futures Commission (SFC), the financial authority for Hong Kong.
GUOTAI JUNAN FUTURES holds this SFC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SFC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SFC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
GUOTAI JUNAN FUTURES has one other licence on record with Wikilix, across one jurisdiction. They are listed further down this page.
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