Wikilix
Licence record

SFC licence CE AAL996

Holder
J.P. Morgan
Jurisdiction
Hong Kong
Licence type
Financial Service

This is Wikilix's record of a licence issued by Securities and Futures Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Sep 7, 2026

Licence Verification Record

Securities and Futures Commission CE AAL996

Recorded from the firm's own disclosure. Not yet checked against the register.

Issuing authority
Securities and Futures Commission
Holder
JPMorgan Chase & Co.
Jurisdiction
Hong Kong
Licence type
Financial Service

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/licenses/securities-and-futures-commission/j-p-morgan/ce-aal996Fields on file 2 / 11

Open J.P. MorganAbout SFC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Hong Kong
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
CE AAL996
Licence type (Wikilix classification)
Financial Service
The authority

About SFC

Securities and Futures Commission is the authority that issued this licence, and the jurisdiction it applies in is Hong Kong.

Full name
Securities and Futures Commission
Jurisdiction
Hong Kong
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1989
Oversight
A government or statutory body
Firms we track under it
189 firms
Regulates
forex, Stocks, Derivatives, Securities, Futures
Licences it issues
Type 3 Leveraged FX, Type 1 Dealing in Securities
Typical cost of a licence
HKD 500000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

SFC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeSFC Complaints / FDRC
  • Maximum leverage1:13
This describes the authority's regime, not how J.P. Morgan applies it.
The holder

Who holds this licence

The licence above is recorded against J.P. Morgan. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
JPMorgan Chase & Co.
Based in
Hong Kong
Wikilix score
59.1the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDHong Kong · Reg. 0026108 · Jul 16, 2024
  • JPMorgan Chase Bank, National AssociationUnited States · Reg. dfb9de59-add4-e011-a886-001ec94ffe7f · Dec 24, 2007
  • JPMORGAN CHASE & CO.United States · Reg. 691011 · Dec 2, 2003
  • J.P. MORGAN BROKING (HONG KONG) LIMITEDHong Kong · Reg. 0113096 · Jun 8, 1982
  • JPMorgan Asset Management (Asia Pacific) LimitedHong Kong · Reg. 0040907 · Nov 26, 1974
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences J.P. Morgan holds

10 other licences are on record for J.P. Morgan.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Yes, J.P. Morgan prohibits clients from certain countries including the USA, North Korea, Iran, and other sanctioned countries. These restrictions are in place to comply with regulatory and sanction requirements.
J.P. Morgan is authorized to deal in a range of regulated financial instruments including forex, stocks, derivatives, securities, and futures. These instruments are covered under its licenses issued by the SFC in Hong Kong.
J.P. Morgan offers customer support with live chat available during business hours and phone support through multiple numbers. Support is provided in English. Contact emails and social media channels such as Twitter, Facebook, LinkedIn, Instagram, and YouTube are also available.
J.P. Morgan offers a maximum leverage of up to 1000 according to the provided data. However, the highest leverage under the SFC regulation is noted as 13. Specific leverage limits may depend on the instrument and regulatory requirements.
J.P. Morgan supports various funding methods including bank transfers (ACH, domestic and international wire), credit/debit cards, e-wallets, cryptocurrency, and check deposits. Fees and processing times vary by method, with ACH transfers typically taking 1-3 days and credit card transactions being instant but subject to a 3% fee. Verification and AML/KYC compliance are required for most methods.
J.P. Morgan is regulated by the Securities and Futures Commission (SFC) in Hong Kong, a tier 1 onshore regulator. The broker holds licenses for dealing in futures contracts and adheres to strict fund segregation, although there is no mandatory client fund insurance. According to WIKILIX, J.P. Morgan operates with high transparency and a comprehensive complaint mechanism.
Licence CE AAL996 was issued by Securities and Futures Commission (SFC), the financial authority for Hong Kong.
J.P. Morgan holds this SFC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SFC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SFC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
J.P. Morgan has 10 other licences on record with Wikilix, across 7 jurisdictions. They are listed further down this page.
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