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RecordModified Sep 14, 2026
Licence Verification Record
The Financial Industry Regulatory Authority 174133
Wikilix read the FINRA register on Sep 14, 2026. This is what it said.
- Issuing authority
- The Financial Industry Regulatory Authority
- Holder
- Fearnley Securities AS
- Name on the register
- FEARNLEY SECURITIES, INC
- Jurisdiction
- United States
- Licence type
- Dealing in securities
- Effective
- Aug 12, 2015
- Register status
- active
- Permissions
- Broker or dealer retailing corporate equity securities over-the-counter · Broker or dealer selling corporate debt securities · Underwriter or selling group participant (corporate securities other than mutual funds) · Put and call broker or dealer or option writer · Non-exchange member arranging for transactions in listed securities by exchange member · Private placements of securities · Other - ENGAGE IN CORPORATE FINANCE AND MERGERS AND ACQUISITIONS ADVISORY SERVICES INCLUDING IPOS, SECONDARY OFFERINGS, AND FAIRNESS OPINIONS. CHAPERONE ACTIVITIES OF FOREIGN BROKER-DEALERS THROUGH ARRANGEMENTS THAT ARE CONSISTENT WITH SEC RULE 15A-6, INCLUDING BUT NOT LIMITED TO THE POTENTIAL DISTRIBUTION OF RESEARCH PREPARED BY THE PARENT COMPANY.
Checked Sep 14, 2026
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