Wikilix
Licence record

FINRA licence recorded for U.S. Bank

Holder
U.S. Bank
Jurisdiction
United States
Licence type
Dealing in securities

This is Wikilix's record of a licence issued by The Financial Industry Regulatory Authority. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Aug 4, 2026

Licence Verification Record

The Financial Industry Regulatory Authority No number on the register

Recorded from the firm's own disclosure. Not yet checked against the register.

Issuing authority
The Financial Industry Regulatory Authority
Holder
U.S. Bank
Jurisdiction
United States
Licence type
Dealing in securities

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/licenses/the-financial-industry-regulatory-authority/u-s-bank/licence-1741Fields on file 1 / 11

Open U.S. BankAbout FINRA
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
United States
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence type (Wikilix classification)
Dealing in securities
The authority

About FINRA

The Financial Industry Regulatory Authority is the authority that issued this licence, and the jurisdiction it applies in is United States.

Full name
The Financial Industry Regulatory Authority
Jurisdiction
United States
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
2007
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker‑Dealer (SRO) Membership
Typical cost of a licence
USD 150000+
Public register
No public register published
Transparency
High
Protection

What this licence protects

FINRA's own rules for the firms it authorises.

  • Compensation schemeUp to USD 500000 (SIPC)
  • Complaints routeFINRA Arbitration
  • Maximum leverage1:50
This describes the authority's regime, not how U.S. Bank applies it.
The holder

Who holds this licence

The licence above is recorded against U.S. Bank. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
U.S. Bank
Based in
United States
Wikilix score
82.0the firm’s overall score, not a rating of this licence

Wikilix records U.S. Bank as having no regulation on file. That is a finding about the firm, not about this licence — the register’s own wording above is what states this entry’s standing.

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • U.S. BANCORP(Delaware)United States
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences U.S. Bank holds

3 other licences are on record for U.S. Bank.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
U.S. Bank offers a maximum leverage of up to 50:1 in the United States, while leverage levels vary by jurisdiction such as 30:1 in the UK and 26:1 in Ireland. Leverage availability depends on local regulations and the type of financial instrument traded.
Yes, U.S. Bank requires KYC (Know Your Customer) verification as part of its compliance procedures. This applies to all deposit and withdrawal methods, and source splitting rules also apply to ensure regulatory compliance.
The minimum deposit amount to open an account with U.S. Bank is 25 USD. Different funding methods may have their own minimum deposit requirements, for example, ACH transfers require a minimum of 10 USD, while bank wire transfers require at least 100 USD.
U.S. Bank supports multiple funding methods including bank wire transfers, ACH transfers (U.S. only), credit/debit cards, PayPal, Skrill/Neteller, and cryptocurrency deposits and withdrawals. Processing times vary from instant for cards and e-wallets to several days for wire transfers. Fees are generally low or zero for deposits, with some withdrawal fees applicable, such as $10 for bank wire withdrawals.
U.S. Bank is regulated by several authorities including FINRA and FinCEN in the United States, and also holds licenses in the UK and Ireland. It is government regulated with client fund insurance up to USD 500,000 under SIPC in the US and up to £85,000 under FSCS in the UK.
U.S. Bank holds this FINRA licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the FINRA register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates FINRA tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
U.S. Bank has 3 other licences on record with Wikilix, across 3 jurisdictions. They are listed further down this page.
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