Licence register

Look up a broker licence

Search by licence number, by the firm that holds it, or by the authority that issued it. Every record says who issued it, where it applies, and whether anyone has checked it against the official register.

Searching brokers, authorities and licence numbers.

Licences on record: 2,672
Authorities covered: 71
Found on a register: 281

Filter licences

Choose one or more filters. Counts show all records in the register.

Clear all filters

Authority: ASIC Jurisdiction: New Zealand

AuthorityASIC1

JurisdictionNew Zealand1

United Kingdom289 Australia279 Hong Kong266 Cyprus242 United States209 Seychelles150 South Africa116 United Arab Emirates98 China93 Indonesia89 Mauritius67 Japan61 Vanuatu59 Saint Vincent and the Grenadines51 Canada49 Singapore44 Comoros42 Malaysia31 Germany28 Bahamas27 India25 New Zealand20 Belize18 Lebanon17 Malta16 Cayman Islands15 Italy15 British Virgin Islands14 Bulgaria14 France14 Saint Lucia14 Spain13 Kenya11 Ireland10 Palestine10 Switzerland10 Estonia8 Argentina7 Bermuda7 Pakistan7 Bangladesh6 South Korea6 Taiwan6 Israel5 Poland5 Thailand5 Turkey5 Belarus4 Czech Republic4 Portugal4 Cambodia3 Kazakhstan3 Marshall Islands3 Philippines3 Saudi Arabia3 Vietnam3 Bahrain2 Brazil2 Chile2 Jordan2 Liechtenstein2 Mongolia2 Nigeria2 Norway2 Slovakia2 Anguilla1 Austria1 Azerbaijan1 Burundi1 Cocos Islands1 Dominica1 Egypt1 European Union1 Finland1 Greece1 Hungary1 Iraq1 Kuwait1 Latvia1 Lithuania1 Montenegro1 North Macedonia1 Qatar1 Russia1 Rwanda1 South Sudan1 Sweden1 Tanzania1

Licence typeAll options

Financial Service702 Market Making(MM)392 Retail Forex License281 Dealing in futures contracts251 Dealing in securities226 Straight Through Processing(STP)137 Investment Advisory License123 Common Business Registration56 Financial Service Corporate47 Common Financial Service License44 Institution Forex License23 Leveraged foreign exchange trading22 Asset management18 Institution Forex License (STP)18 Dealing in futures contracts & Leveraged foreign exchange trading15 Type AA License12 Advising on securities8 Type A1 License6

Status

Not checked2,383 Ended40 Confirmed188 Limited61

Authority strength

Tier 11,356 Tier 2593 Tier 3614 Tier 4109

Regime

Offshore788 Onshore1,884

Our check

Confirmed on register281 Screenshot on file184 Not checked yet2,361

Licence records

No licence matches this search.

No licence matches this search. Try the number on its own, or clear a filter.