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Licence register

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Licences on record
2,672
Authorities covered
71
Found on a register
280

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Licence type: Dealing in securities
AuthorityAll options
FCA283ASIC264SFC253CySEC244FSA181FSC129FSCA119SEC93CFFEX80FinCEN65VFSC64NFA54SCA52BAPPEBTI48MISA45MAS44BaFin39FSA37DFSA35FMA33FINRA31FSA27JFX27TPEx27CIRO26SCB24CMA22CNMV22LFSA21MFSA20FINTRAC18CIMA17CONSOB15ADGM14AMF14FSC14FSS14FSC13HKGX12BVI FSC11CBI11FINMA11ICDX11ISA8AOFA7BMA7CMA6KNF6SCM6AFSA5CNB5FSA4NBRB4SERC4ACPR3CMVM3MTR3BDL2FI2FIN-FSA2CBR1CBUAE1CSRC1Finanstilsynet1HCMC1LB1PRA1SCMN1SECP1SFB1TTSEC1
JurisdictionAll options
United Kingdom289Australia279Hong Kong266Cyprus242United States209Seychelles150South Africa116United Arab Emirates98China93Indonesia89Mauritius67Japan61Vanuatu59Saint Vincent and the Grenadines51Canada49Singapore44Comoros42Malaysia31Germany28Bahamas27India25New Zealand20Belize18Lebanon17Malta16Cayman Islands15Italy15British Virgin Islands14Bulgaria14France14Saint Lucia14Spain13Kenya11Ireland10Palestine10Switzerland10Estonia8Argentina7Bermuda7Pakistan7Bangladesh6South Korea6Taiwan6Israel5Poland5Thailand5Turkey5Belarus4Czech Republic4Portugal4Cambodia3Kazakhstan3Marshall Islands3Philippines3Saudi Arabia3Vietnam3Bahrain2Brazil2Chile2Jordan2Liechtenstein2Mongolia2Nigeria2Norway2Slovakia2Anguilla1Austria1Azerbaijan1Burundi1Cocos Islands1Dominica1Egypt1European Union1Finland1Greece1Hungary1Iraq1Kuwait1Latvia1Lithuania1Montenegro1North Macedonia1Qatar1Russia1Rwanda1South Sudan1Sweden1Tanzania1
Licence typeDealing in securities1
Financial Service702Market Making(MM)392Retail Forex License281Dealing in futures contracts251Dealing in securities226Straight Through Processing(STP)137Investment Advisory License123Common Business Registration56Financial Service Corporate47Common Financial Service License44Institution Forex License23Leveraged foreign exchange trading22Asset management18Institution Forex License (STP)18Dealing in futures contracts & Leveraged foreign exchange trading15Type AA License12Advising on securities8Type A1 License6
Status
Not checked2,383Ended41Confirmed188Limited60
Authority strength
Tier 11,356Tier 2593Tier 3614Tier 4109
Regime
Offshore788Onshore1,884
Our check
Confirmed on register280Screenshot on file184Not checked yet2,361

Licence records

226 licences match.

Showing 41–60 of 226