Financial Sector Conduct Authority
Jurisdiction
Government Reg.
Performance Metrics
Regulator Performance Overview
Key Performance Indicators
460
Total cumulative score across all categories
77
Average score across all performance metrics
35
Years of regulatory operation
19
Currently active licenses
6
Types of financial instruments
1
Countries under jurisdiction
Client Protection Details
Client Fund Insurance
Insurance coverage protecting client deposits and funds
✓
Status:Up to ZAR 500,000
Coverage: Up to ZAR 500,000
Account Managed Separately
Requirement for client funds to be held separately from company funds
✗
Member of International Organization of Securities Commissions
✓ Compliant
Financial Action Task Force compliance
✓ Compliant
Regulatory Performance Scores
Detailed assessment of regulatory capabilities and effectiveness
GoodRegulatory Support Features
Negative Balance Protection Not SupportedAccount Managed Separately Not SupportedDetailed breakdown of the 6 key regulatory performance indicators
License Value
Value and prestige of licenses issued by this regulator
Performance Summary
This regulator shows good performance with an overall score of 77.
Strongest performance in License Value
Transparency Level: high
Global Tier: tier2
Not Supported
Negative Balance Protection
Protection against negative account balances in trading
✗
Investment Professional Support
Access to qualified investment professionals and advisory services
✗
regulatory
Prohibited Countries
North Korea - UN-sanctioned countries
Client fund protection schemes available
Account Managed Separately
Mandatory client account segregation
✗ Not Available
Regulatory
Effectiveness of regulatory framework and enforcement
Institutional
Institutional strength and organizational capability
Risk Management
Risk assessment and management protocols
Investment Protection
Investor protection measures and safeguards
Client Fund Insurance Rating
Client fund protection and insurance coverage
About Financial Sector Conduct Authority
No Description Available
This regulator does not have a detailed description available at the moment.
Instruments and Trading Limits
Regulated financial instruments
forex, bond, Stocks, Fund, Derivatives, CFD
Licensed Brokers
Brokers authorized and regulated by this authority
6 Licensed BrokersPerformance Metrics (3 factors)
Performance Metrics (4 factors)
Performance Metrics (4 factors)
Performance Metrics (4 factors)
Performance Metrics (4 factors)
Performance Metrics (4 factors)