Securities and Exchange Commission
Jurisdiction
Government Reg.
Performance Metrics
Regulator Performance Overview
Key Performance Indicators
360
Total cumulative score across all categories
60
Average score across all performance metrics
90
Years of regulatory operation
0
Currently active licenses
0
Types of financial instruments
1
Countries under jurisdiction
Client Protection Details
Client Fund Insurance
Insurance coverage protecting client deposits and funds
✓
Status:Investor protection fund covers up to PHP 500k per investor
Coverage: Investor protection fund covers up to PHP 500k per investor
Account Managed Separately
Requirement for client funds to be held separately from company funds
✗
Member of International Organization of Securities Commissions
✓ Compliant
Financial Action Task Force compliance
✗ Not Available
Regulatory Performance Scores
Detailed assessment of regulatory capabilities and effectiveness
Regulatory Support Features
Negative Balance Protection Not SupportedAccount Managed Separately Not SupportedDetailed breakdown of the 6 key regulatory performance indicators
License Value
Value and prestige of licenses issued by this regulator
Regulatory
Effectiveness of regulatory framework and enforcement
Performance Summary
This regulator shows below average performance with an overall score of 60.
Strongest performance in Institutional
Transparency Level: high
Global Tier: tier2
Negative Balance Protection
Protection against negative account balances in trading
✗
Investment Professional Support
Access to qualified investment professionals and advisory services
✗
regulatory
Prohibited Countries
North Korea – UN-sanctioned countries
Client fund protection schemes available
Account Managed Separately
Mandatory client account segregation
✗ Not Available
Institutional
Institutional strength and organizational capability
Risk Management
Risk assessment and management protocols
Investment Protection
Investor protection measures and safeguards
Client Fund Insurance Rating
Client fund protection and insurance coverage
About Securities and Exchange Commission
No Description Available
This regulator does not have a detailed description available at the moment.
Licensed Brokers
Brokers authorized and regulated by this authority
Performance Metrics (3 factors)
Performance Metrics (3 factors)
Maximum Leverage: N/A
Platforms: N/A
Performance Metrics (4 factors)
Performance Metrics (4 factors)
Performance Metrics (3 factors)
Maximum Leverage: N/A
1 Platform
Performance Metrics (4 factors)
Performance Metrics (4 factors)
Performance Metrics (2 factors)
Maximum Leverage: N/A
Platforms: N/A
Performance Metrics (4 factors)
Maximum Leverage: N/A
1 Platform
Performance Metrics (2 factors)
Performance Metrics (3 factors)
Performance Metrics (4 factors)
United Arab Emirates
United States
Israel+6 more licenses
India
Indonesia
Hong Kong
Saint Vincent and the Grenadines
Canada
Pakistan
Thailand
China
Saint Lucia
