Wikilix
Securities and Exchange Regulator of Cambodia official logo
Offshore

SERC Securities and Exchange Regulator of Cambodia

Country
Cambodia
Jurisdiction
Government Reg.
Established in
2007
License search is not available for this regulator
30
Overall Rating
5
Licensed Brokers
Medium
Transparency Index
Tier 3
Global Tier
IOSCO Member
The regulator
Updated

About SERC

The record for SERC has not been filled in yet. The facts below are what Wikilix holds so far.

Tier 3
Brokers on the record
5
Compensation cap
None
Retail leverage cap
1:20
Cost of a licence
USD 15,000–50,000

On the record

Established
2007
Country
Cambodia
Oversight
Government body
Membership
IOSCO member
Transparency
Medium
Public register
Published
Website
serc.gov.kh
Phone
(855) 23 88 56 11
Email
INFO@SECC.GOV.KH
Online contact
serc.gov.kh
Protection check

What a licence from SERC protects

No compensation scheme is recorded for firms licensed by SERC; a dispute a firm will not settle can go to SERC complaint desk & arbitration.

3 facts on record
  • No compensation scheme
  • Complaints routeSERC complaint desk & arbitration
  • Maximum leverage1:20

How to verify a licence

SERC publishes a public register of the firms it licenses. Search it for the broker's name or licence number before you deposit, and check that the entry's permissions cover the service you are being sold.

Official website

How to complain

A complaint that a firm licensed by SERC will not settle goes to SERC complaint desk & arbitration. Complain to the firm in writing first and keep the reply.

These are the rules SERC sets for the firms it licenses, read from its own record. They say nothing about how any one broker applies them, or which of its companies would hold your account; that is checked on each broker's own page.
Licensing terms

Getting licensed by SERC

A licence from SERC costs USD 15,000–50,000 to obtain on the record and covers 2 instrument types.

USD 15,000–50,000
Licence types
Securities broker/dealer; derivatives broker; investment advisory; clearing & settlement; fund management
Business models allowed
Agency (STP); market maker; principal trading; derivatives
Cost to obtain
USD 15k–50k plus capital
Coverage
Cambodia
Not served
North Korea – UN-sanctioned countries

2 instruments regulated

  • Bond
  • Securities
Licensed brokers

Brokers licensed by SERC

5 brokers on the Wikilix record hold a licence from SERC, listed by Wikilix score.

5 brokers

About this information

The details on this page about Securities and Exchange Regulator of Cambodia were compiled from the regulator’s own official documents, its website and other public sources, and are presented as neutral, factual guidance.

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