The details on this page about Securities and Exchange Regulator of Cambodia were compiled from the regulator’s own official documents, its website and other public sources, and are presented as neutral, factual guidance.
If you believe something here is inaccurate, or you spot a critical problem, please let us know via Contact us.
Regulator Performance Overview
175
30
19
1
2
1
Insurance coverage protecting client deposits and funds
Requirement for client funds to be held separately from company funds
Medium
Tier 3
Securities broker/dealer; derivatives broker; investment advisory; clearing & settlement; fund management
Detailed assessment of regulatory capabilities and effectiveness
Detailed breakdown of the 6 key regulatory performance indicators
Value and prestige of licenses issued by this regulator
Effectiveness of regulatory framework and enforcement
This regulator shows below average performance with an overall score of 30.
Strongest performance in Regulatory
Transparency Level: medium
Global Tier: tier3
The MajandusTegevuse Register (MTR), also known as the Register of Economic Activities, serves as the official regulatory registry for businesses in Estonia that conduct economic activities requiring notification or licensing under a national legal framework.
The MTR was created to facilitate enforcement by authorities, ensuring transparency for operators across various industries, including financial services, cryptocurrency, gambling, and forex brokers.
The MTR is established as required by the Economic Activities Code, following the repeal of the former Register of Economic Activities Act. It creates reporting requirements for licensing and notification of economic activities, categorises economic operators, and prescribes the parameters of supervision and the liability stipulated by legislation.
Protection against negative account balances in trading
Access to qualified investment professionals and advisory services
Government-regulated
North Korea – UN-sanctioned countries
USD 15k–50k plus capital
Cambodia
Cambodia
North Korea – UN-sanctioned countries
Agency (STP); market maker; principal trading; derivatives
Online portal available
SERC complaint desk & arbitration
1:20
2 instruments
Contact regulator for details
International Organization of Securities Commissions
Member of the global body that brings together the world's securities regulators
Access to international regulatory standards, cooperation frameworks, and best practices
Financial Action Task Force
Member of the inter-governmental body that sets standards for combating money laundering
Institutional strength and organizational capability
Risk assessment and management protocols
Investor protection measures and safeguards
Client fund protection and insurance coverage
Bond, Securities
Brokers authorized and regulated by this authority
United Kingdom
Hong Kong
Bahamas+4 more licensesUnited Kingdom
Cyprus
Australia+5 more licensesAustralia
Cambodia
China
