FINRAUnited StatesTier 1Licence number
No number recorded
View licence record- Licence holder
- Held by AMTD
- Licence type and regime
- Financial Service
Not checkedUpdated
At a glance
Regulation on record for AMTD
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 3
- Issuing authorities
- 3
- From tier-1 or tier-2 authorities
- 3
- Found on an official register
- 0
AMTD has 3 licences on record with Wikilix, issued by 3 authorities across 2 jurisdictions. 3 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences by jurisdiction
Every licence on record for AMTD, grouped by the 2 jurisdictions it is registered in.
3 records
United States2 licences
All United States licences- FINRAUnited StatesTier 1
SECUnited StatesTier 1Licence number
No number recorded
View licence record- Licence holder
- Held by AMTD
- Licence type and regime
- Financial Service
Not checkedUpdated
Hong Kong1 licence
All Hong Kong licences
Protection
What this licence protects
FINRA's own rules for the firms it authorises.
- Compensation schemeUp to USD 500000 (SIPC)
- Complaints routeFINRA Arbitration
- Maximum leverage1:50
Frequently Asked Questions
Questions about the licences held by AMTD
Answered from the register entries on this page.
Most Popular Questions
AMTD restricts clients from the USA, North Korea, Iran, and other sanctioned countries as per its regulatory requirements. Its geographical coverage includes Hong Kong, Asia-Pacific, and some global clients. Specific restrictions may vary depending on the jurisdiction and regulatory rules.
AMTD offers customer support with live chat available during business hours and email support at enquiry@amtdgroup.com. The support is provided in English.
AMTD's highest leverage is reported as zero in the trading conditions, but its regulators in Hong Kong and the United States allow leverage up to 13 and 50 respectively.
AMTD supports multiple funding methods including bank transfers, credit/debit cards, e-wallets like FPS, Alipay, WeChat Pay, cryptocurrency, and mobile app transfers via Airstar Bank. Processing times vary from instant to a few days depending on the method. Minimum and maximum deposit and withdrawal amounts differ by method and currency, with no specified fees for deposits or withdrawals.
AMTD Group Company Limited holds licenses from the Securities and Futures Commission (SFC) in Hong Kong and is regulated by the SFC, SEC, and FINRA in the United States. The SFC enforces strict fund segregation but does not mandate client fund insurance, while FINRA and SEC provide SIPC insurance up to $500,000 per customer.
AMTD has 3 licence records with Wikilix, issued by 3 authorities across 2 jurisdictions. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
AMTD holds licence records issued by FINRA, SEC, SFC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
3 of the licence records held by AMTD come from tier-1 or tier-2 authorities (3 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 3 licence records held by AMTD has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
AMTD has licence records in United States, Hong Kong. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.