SFCHong KongTier 1Licence number
No number recorded
View licence record- Licence holder
- Held by Carlyle
- Licence type and regime
- Dealing in securities
Not checkedUpdated
At a glance
Regulation on record for Carlyle
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 3
- Issuing authorities
- 3
- From tier-1 or tier-2 authorities
- 2
- Found on an official register
- 0
Carlyle has 3 licences on record with Wikilix, issued by 3 authorities across 3 jurisdictions. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
One licence comes from an authority classed as offshore. An offshore regime can be a legitimate registration, but it typically carries lower capital requirements and no compensation scheme.
Licence record
Licences on record
Every licence on record for Carlyle, strongest authority first.
3 records
- SFCHong KongTier 1
MASSingaporeTier 1Licence number
No number recorded
View licence record- Licence holder
- Held by Carlyle
- Licence type and regime
- Investment Advisory License
Not checkedUpdated
FSCLebanonTier 3Licence number
No number recorded
View licence record- Licence holder
- Held by Carlyle
- Licence type and regime
- Investment Advisory License
- Offshore
Not checkedUpdated
Protection
What this licence protects
SFC's own rules for the firms it authorises.
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Client money kept separate
- Negative balance protection
- Complaints routeSFC Complaints / FDRC
- Maximum leverage1:13
Frequently Asked Questions
Questions about the licences held by Carlyle
Answered from the register entries on this page.
Most Popular Questions
Carlyle does not serve clients from certain prohibited countries including the USA, North Korea, Iran, and other sanctioned nations. These restrictions are in place to comply with international regulatory and sanction requirements.
Yes, Carlyle offers customer support with live chat available during business hours. Clients can also contact support via phone at +1 212 813 4504 or email media@carlyle.com. Support is provided primarily in English.
Carlyle offers varying maximum leverage depending on the regulatory jurisdiction. For example, under the Monetary Authority of Singapore, the highest leverage is 20, while under the Financial Services Commission in Lebanon, leverage can be as high as 1000. Leverage limits comply with local regulatory requirements.
Carlyle supports common payment methods such as bank transfers, credit/debit cards, and e-wallets. Bank transfers typically take 1-5 days with a minimum withdrawal amount around $50, while credit/debit card deposits may incur a 3% fee.
Carlyle is regulated by top-tier authorities including the Monetary Authority of Singapore (MAS) and the Securities and Futures Commission (SFC) of Hong Kong.
Carlyle has 3 licence records with Wikilix, issued by 3 authorities across 3 jurisdictions. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Carlyle holds licence records issued by SFC, MAS, FSC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
2 of the licence records held by Carlyle come from tier-1 or tier-2 authorities (2 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 3 licence records held by Carlyle has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
Carlyle has licence records in Hong Kong, Singapore, Lebanon. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.