SFCHong KongTier 1Licence number
BIY679
View licence record- Licence holder
- Held by CMBC
- Licence type and regime
- Dealing in securities
Not checkedUpdated
At a glance
Regulation on record for CMBC
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 2
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 2
- Found on an official register
- 0
CMBC has 2 licences on record with Wikilix, issued by one authority across one jurisdiction. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for CMBC, strongest authority first.
2 records
- SFCHong KongTier 1
- SFCHong KongTier 1
Licence number
AVG428
View licence record- Licence holder
- Held by CMBC
- Licence type and regime
- Dealing in futures contracts
Not checkedUpdated
Protection
What this licence protects
SFC's own rules for the firms it authorises.
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Client money kept separate
- Negative balance protection
- Complaints routeSFC Complaints / FDRC
- Maximum leverage1:13
Frequently Asked Questions
Questions about the licences held by CMBC
Answered from the register entries on this page.
Most Popular Questions
CMBC prohibits clients from the USA, North Korea, Iran, and other sanctioned countries from trading. The broker primarily serves clients in Hong Kong, Asia-Pacific, and some global clients under strict regulatory compliance.
CMBC provides customer support in English via phone and live chat during business hours. Contact numbers include +852 3728 8000 and email support is available at legal_compliance@cmbcint.com. The broker also lists multiple phone numbers for customer inquiries.
CMBC offers a maximum leverage of 1 according to the provided trading conditions. The broker is regulated by the SFC, which imposes leverage limits to protect investors.
CMBC offers trading in regulated financial instruments including forex, stocks, derivatives, securities, and futures. The broker holds licenses for dealing in securities and futures contracts under Hong Kong regulation.
CMBC requires a minimum deposit of 5000 USD to open an account. Deposits via bank transfers through partner banks like ICBC Asia and Bank of China (Hong Kong) are generally free of deposit fees and processed instantly or near-instantly. However, some withdrawal methods, such as SWIFT, incur fees up to 150 HKD per transaction.
CMBC CAPITAL HOLDINGS LIMITED is regulated by the Securities and Futures Commission (SFC) of Hong Kong, a tier 1 onshore regulator. The broker follows strict fund segregation rules but does not have mandatory client fund insurance. According to WIKILIX, CMBC maintains a high transparency level and offers complaint mechanisms through the SFC.
CMBC has 2 licence records with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
CMBC holds licence records issued by SFC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
2 of the licence records held by CMBC come from tier-1 or tier-2 authorities (2 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 2 licence records held by CMBC has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
CMBC has licence records in Hong Kong. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.