Wikilix
Licence record

CTBC SECURITIES licences

One licence is on record for CTBC SECURITIES. None has been checked against an official register yet.

Back to CTBC SECURITIES
At a glance

Regulation on record for CTBC SECURITIES

Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.

Licences on record
1
Issuing authorities
1
From tier-1 or tier-2 authorities
1
Found on an official register
0

CTBC SECURITIES has one licence on record with Wikilix, issued by one authority across one jurisdiction. One of them was issued by a tier-1 or tier-2 authority — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.

Issuing authorities

Jurisdictions

Licence record

Licences on record

Every licence on record for CTBC SECURITIES, strongest authority first.

1 record
A licence we could not confirm, or one a register has closed, is listed with that finding rather than left out.
Protection

What this licence protects

TPEx's own rules for the firms it authorises.

  • Compensation schemeDeposit insurance covers up to NT$3 million per depositor
  • Complaints routeNot available
  • Maximum leverage1:20
This describes the authority's regime, not how CTBC SECURITIES applies it.
Frequently Asked Questions

Questions about the licences held by CTBC SECURITIES

Answered from the register entries on this page.

Most Popular Questions
CTBC SECURITIES operates under local laws in Taiwan and typical sanctions apply.
CTBC SECURITIES provides customer support via live chat during business hours and phone support. The support is available in English and the main contact phone number is +8860266392345.
CTBC SECURITIES does not charge commissions and the spread type or average spread is not specified in the provided context.
According to WIKILIX data, CTBC SECURITIES offers a maximum leverage of 1, which indicates very low or no leverage available for trading.
CTBC SECURITIES supports bank wire transfers, ACH transfers for US domestic payments, cash deposits, and over-the-counter cash withdrawals. Incoming wire transfers within the CTBC network have no fees, while outgoing wires incur a US$25 fee. ACH transfers are typically free or low cost with 1-2 business days processing.
CTBC SECURITIES is regulated by the Taipei Exchange (TPEx) in Taiwan. It holds a license for dealing in securities and offers deposit insurance coverage up to NT$3 million per depositor. The broker is considered onshore regulated with medium transparency.
CTBC SECURITIES has one licence record with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
CTBC SECURITIES holds licence records issued by TPEx. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
One of the licence records held by CTBC SECURITIES comes from tier-1 or tier-2 authorities (1 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the one licence record held by CTBC SECURITIES has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
CTBC SECURITIES has licence records in Palestine. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.
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