Onshore
Regulator Performance Overview
275
46
32
17
0
1
Insurance coverage protecting client deposits and funds
Requirement for client funds to be held separately from company funds
Not available
Not available
Detailed assessment of regulatory capabilities and effectiveness
Detailed breakdown of the 6 key regulatory performance indicators
Value and prestige of licenses issued by this regulator
This regulator shows below average performance with an overall score of 46.
Strongest performance in License Value
Transparency Level: Not available
Global Tier: Not available
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Protection against negative account balances in trading
Access to qualified investment professionals and advisory services
Self-regulated
Per local law; typical sanctions
Effectiveness of regulatory framework and enforcement
Institutional strength and organizational capability
Risk assessment and management protocols
Investor protection measures and safeguards
Client fund protection and insurance coverage
The Taipei Exchange (TPEx) was established as a nonprofit foundation with the following purposes:
1.To manage the OTC trading market and bond markets; and
2.To support the sustainable development of securities trading markets in Taiwan.
The OTC securities market in Taiwan began in February 1988, with the Taipei Securities Dealers Association assuming the role of regulator.
At TPEx, we are committed to building financing solutions custom-tailored to the life stages of Canadian corporations.
Brokers authorized and regulated by this authority
TaiwanTaiwan
Hong KongHong Kong
ChinaChinaChinaTaiwanTaiwan
PalestinePalestinePalestinePalestinePalestine
Hungary
