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Licence record
Grand Capital logo

Grand Capital SFC licence BOM170

Wikilix check
Confirmed on the register
Issuing authority
Securities and Futures Commission
Jurisdiction
Hong Kong
Last checked
Nov 7, 2026

This is Wikilix's record of a licence issued by Securities and Futures Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Nov 7, 2026

Licence Verification Record

Securities and Futures Commission BOM170

Wikilix read the SFC register on Nov 7, 2026. This is what it said.

Holder
GRAND CAPITAL HOLDING LIMITED logoGRAND CAPITAL HOLDING LIMITED
Issuing authority
Securities and Futures Commission logoSecurities and Futures Commission
Jurisdiction
Hong Kong flagHong Kong
Effective
Oct 10, 2019
Register status
Active

Checked Nov 7, 2026

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/grand-capital/licenses/securities-and-futures-commission/bom170Fields on file 8 / 11

Open Grand CapitalAll Grand Capital licencesAbout SFC
Our check
Checked

What we checked

We found this licence on the issuing authority's own register.

Wikilix check
Confirmed on the register
Authority strength
Tier 1
Jurisdiction
Hong Kong
Last checked
Nov 7, 2026
Register says
Active

Finding

SFC licence for Grand Capital Securities Limited (CE BOM170): Type 1 dealing in securities, Type 4 advising on securities and Type 9 asset management, effective 10 Oct 2019. Since 31 Mar 2022 Type 9 is limited to discretionary accounts and funds offered to professional investors. The register lists www.grandch.com, cs@grandch.com and 21/F Silver Fortune Plaza. The broker publishes no direct register link; this is the SFC's own page for CE BOM170. Client protection: Strong: SFC conduct and client-asset rules apply, and the Investor Compensation Fund covers a licensed broker's default on Hong Kong exchange-traded products up to HK$500,000 per claimant. Effective: 10 Oct 2019.

Exhibit

Register screenshot, captured Nov 7, 2026
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
BOM170
Register status
Active
Effective from
Expires
No expiry shown
The authority

About SFC

Securities and Futures Commission is the authority that issued this licence, and the jurisdiction it applies in is Hong Kong.

Full name
Securities and Futures Commission
Jurisdiction
Hong Kong
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1989
Oversight
A government or statutory body
Firms we track under it
189 firms
Regulates
forex, Stocks, Derivatives, Securities, Futures
Licences it issues
Type 3 Leveraged FX, Type 1 Dealing in Securities
Typical cost of a licence
HKD 500000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

SFC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeSFC Complaints / FDRC
  • Maximum leverage1:13
This describes the authority's regime, not how Grand Capital applies it.
The holder

Who holds this licence

The licence above is recorded against Grand Capital. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Grand Capital logo
Broker
GRAND CAPITAL HOLDING LIMITED
Based in
Hong Kong
Operating
5-10 years
Wikilix score
48.4the firm’s overall score, not a rating of this licence

Wikilix has flagged Grand Capital as a suspected clone of another firm. That is a finding about the firm, not about this licence — the register’s own wording above is what states this entry’s standing.

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • GRAND CAPITAL HOLDING LIMITEDHong Kong
  • Grand Capital Securities LimitedHong Kong
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Official source
The issuing authority’s registerPublished by the authority, not by Wikilix.
Last checked by Wikilix
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Evidence held
A screenshot of the register entry is on file.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences Grand Capital holds

One other licence is on record for Grand Capital.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Licence BOM170 was issued by Securities and Futures Commission (SFC), the financial authority for Hong Kong.
Grand Capital holds this SFC licence. A licence on record means the authority published an entry; it is not an endorsement.
We located this entry on the SFC register. Note that confirming a register ENTRY is not the same as confirming a live licence — the register’s own wording on this page is what states its current standing.
Wikilix rates SFC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
This page links straight to the SFC register. Search it for BOM170, and for the name Grand Capital rather than the trading brand.
Grand Capital has one other licence on record with Wikilix, across one jurisdiction. They are listed further down this page.
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