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Licence record

Gungin: FSA licence 関東財務局長(金商)第2938号 (Kanto Local Finance Bureau, Kinsho, No. 2938)

Wikilix check
Confirmed on the register
Issuing authority
Financial Services Agency
Jurisdiction
Japan
Licence type
Retail Forex License
Last checked
Oct 10, 2026

This is Wikilix's record of a licence issued by Financial Services Agency. It sets out what the register says, what we checked, and what the authority's own rules protect.

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RecordModified Oct 20, 2026

Licence Verification Record

Financial Services Agency 関東財務局長(金商)第2938号 (Kanto Local Finance Bureau, Kinsho, No. 2938)

Wikilix read the FSA register on Oct 10, 2026. This is what it said.

Issuing authority
Financial Services Agency
Name on the register
Gungin Securities Co.,Ltd.
Jurisdiction
Japan
Licence type
Retail Forex License
Effective
Jul 15, 2016
Register status
Active, with no expiry date, and current on the register edition dated 31 August 2026
Permissions
Type I Financial Instruments Business · Investment Advisory and Agency Business · Securities-Related Business

Checked Oct 10, 2026

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/gungin/licenses/financial-services-agency/2938-kanto-local-finance-bureau-kinsho-no-2938Fields on file 10 / 11

Our check
Checked

What we checked

We found this licence on the issuing authority's own register.

Wikilix check
Confirmed on the register
Authority strength
Tier 1
Jurisdiction
Japan
Last checked
Oct 10, 2026
Register says
Active, with no expiry date, and current on the register edition dated 31 August 2026

Finding

A Type I Financial Instruments Business registration under Japan's Financial Instruments and Exchange Act, covering securities-related business and investment advisory and agency work. Type I is the full category a Japanese securities company needs in order to hold client money and deal in securities, and it carries segregation, capital adequacy and investor-compensation obligations. Client protection: Strong. Client assets must be segregated and the segregation is attested annually by an independent audit firm, capital adequacy is reported quarterly against a 120 percent minimum, and retail clients are covered up to 10 million yen each by the Japan Investor Protection Fund. Effective: 15 Jul 2016.

Verification note

Confirmed on the FSA-Japan register as Gungin Securities Co.,Ltd. (Registration as a Financial Instruments Business Operator (金融商品取引業者) under the Financial Instruments and Exchange Act, granted through the Kanto Regional Finance Bureau. The row carries Type I Financial Instruments Business, the retail broking and retail OTC derivatives category, and the Japanese edition's 有価証券関連業 (Securities-Related Business) column is marked, which identifies the entry as a securities house rather than an FX-only operator.). Licence number and corporate number together. The register entry's number normalises to (Kanto, 2938), printed as "Kanto Regional Finance Bureau(FIBO) No.2938" in the English edition and "関東財務局長(金商)第2938号" in the Japanese edition, matching the claimed "Kanto Finance Bureau Director (Kinsho) No. 2938". The same row prints JCN (法人番号) "6070001031858", which equals the registrationNumber our DB holds for the corporate entity "Gungin Securities Co.,Ltd." (Japan), and the Name cell reads "Gungin Securities Co.,Ltd.", matching that entity name character-for-character in the register's own jurisdiction. The register records the licence as effective from 15 July 2016.

In detail
Updated

About this FSA licence

What this authorisation is, what it establishes, and what it leaves open.

Japan's Financial Services Agency (FSA) lists Gungin Securities Co.,Ltd. on its register of Financial Instruments Business Operators under the number Kanto Regional Finance Bureau(FIBO) No.2938, supervised by the Kanto Regional Finance Bureau. The edition read for this check states the position as at 31 August 2026.

The FSA is Japan's statutory financial regulator. Registration as a Financial Instruments Business Operator is granted under the Financial Instruments and Exchange Act through a Local Finance Bureau, which is why the number names the Kanto bureau rather than the agency itself. This entry carries Type I Financial Instruments Business, the category that covers securities broking and retail over the counter derivatives, alongside Investment Advisory and Agency Business and Securities-Related Business.

A register entry records that a firm was registered when the list was compiled. It says nothing about the firm's finances or conduct. The FSA publishes this register as a periodically refreshed file rather than a live record, so presence confirms the position as at the stated date and no later, and a firm whose registration is cancelled is simply removed from the next edition without any marker.

The row read in this check prints the entity name Gungin Securities Co.,Ltd., rendered ぐんぎん証券株式会社 in the Japanese edition, corporate number 6070001031858, an address at 2-2-11, Honmachi, Maebashi-shi, Gunma, and telephone 027-289-3833. The Japanese edition adds a registration date of 15 July 2016 and membership of the Japan Securities Dealers Association. No licence status word, no expiry date and no website appear anywhere on the entry.

To repeat this check, open the FSA's list of licensed and registered financial institutions, follow Financial Instruments Business Operators to the published file, and find number 2938 within the Kanto Regional Finance Bureau block, where rows run in ascending number order. A later edition that no longer carries the row, or that carries a different name against the number, would change the answer.

Written from what the issuing authority's own register published when we last read it. It describes a record, not the firm's conduct, and it is not advice.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
関東財務局長(金商)第2938号 (Kanto Local Finance Bureau, Kinsho, No. 2938)
Issued to
Gungin Securities Co.,Ltd.
Licence type (Wikilix classification)
Retail Forex License
Register status
Active, with no expiry date, and current on the register edition dated 31 August 2026
Effective from
Expires
No expiry shown
Permissions
Type I Financial Instruments BusinessInvestment Advisory and Agency BusinessSecurities-Related Business
Registered address
2-2-11,Honmachi,Maebashi-shi,Gunma
Telephone
027-289-3833
The authority

About FSA

Financial Services Agency is the authority that issued this licence, and the jurisdiction it applies in is Japan.

Full name
Financial Services Agency
Jurisdiction
Japan
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
2000
Oversight
A government or statutory body
Firms we track under it
141 firms
Regulates
Forex, Bond, Stocks, Fund, Derivatives, Commodity
Licences it issues
Type I Financial Instruments Business
Typical cost of a licence
JPY 50000000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

FSA's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeFINMAC
  • Maximum leverage1:25
This describes the authority's regime, not how Gungin applies it.
The holder

Who holds this licence

The licence above is recorded against Gungin. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
Gungin Securities Co.,Ltd.
Named on the register
Gungin Securities Co.,Ltd.
Based in
Japan
Wikilix score
44.4the firm’s overall score, not a rating of this licence

Recorded companies

The name this register printed matches Gungin Securities Co.,Ltd. below.

  • Gungin Securities Co.,Ltd.Matches the registerJapan · Reg. 6070001031858 · Feb 16, 2016
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Official source
The issuing authority’s registerPublished by the authority, not by Wikilix.
Last checked by Wikilix
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions

Four are recorded: 証券総合サービス, the securities comprehensive service account for individuals and the main dealing account; 証券取引口座, the securities trading account for corporate clients; 特定口座, a specified account opened under Japan's securities tax rules; and NISA口座, for Japan's tax exempt investment allowance. None of them publishes a minimum deposit, a leverage figure or an account specific commission.

Complaints go to the firm first, on the numbers it publishes for its head office and branches. Gungin Securities publishes a complaint handling and dispute resolution policy, states its membership of the Japan Securities Dealers Association in the footer of its own site, and links to Japan's designated financial ADR body for securities business. It publishes no dedicated complaints email address.

By telephone on +81 27-289-2188, Monday to Friday from 09:00 to 17:00 JST, closed on Saturdays, Sundays, Japanese public holidays and from 31 December to 3 January. Live chat is available during the same hours, each branch and representative office publishes its own number, and the firm maintains an . No client email address is published, and support is in Japanese.

No. Gungin Securities offers no third party trading platform, and none is recorded for it. Dealing runs through the firm's own online service at online.gunginsec.co.jp, which an existing account holder applies for separately on paper, and through telephone instructions and branch counters.

Normally the next business day. Withdrawals are instructed by telephone or through the online service and go only to a deposit account pre-registered in the client's own name; an instruction received before 16:00 is transferred the next business day as a rule, while a later one may take the business day after that. A withdrawal to a Gunma Bank branch account is free, and one to another institution carries the firm's prescribed fee, which the firm does not publish as an amount.

Gungin Securities charges commission rather than a dealing spread. The main published costs are:

  • Japanese shares, ETFs, REITs and domestic convertible bonds: a tiered commission on the executed amount, tax included, minimum 2,750 yen, from 1.430% up to 500,000 yen and tapering in steps to 0.055% plus 205,150 yen above 50 million yen, capped at 330,000 yen.
  • Foreign shares routed to an overseas market: a domestic intermediary commission from 1.430%, plus the local commission, around 0.25% on US shares, and local charges. Bought over the counter from the firm instead, there is no separate commission, because the quoted price is set about 2.5% away from the mid price.
  • Currency conversion: 50 sen per US dollar below 100,000 units, 25 sen from 100,000 units and 10 sen from 1 million units. Transferring securities out to another institution costs 1,100 yen per issue and up.

The full schedule is on the firm's .

Gungin Securities does not publish a minimum deposit, and none is recorded for any of its accounts. Funding is by bank transfer and no per transfer minimum or maximum is published either. What it does publish is a minimum commission of 2,750 yen including tax on a domestic share trade, which sets a practical floor on the cost of trading rather than on the amount deposited.

Nothing in the firm's published material or in the official record supports that. Its registration as a Financial Instruments Business Operator is confirmed on the regulator's own register under the number its website also prints, the operating company has a verifiable Japanese corporate number, it is owned by an established regional bank, and it staffs physical offices rather than trading only online. Client money moves only between named bank accounts belonging to the client. A registration confirms that the firm is registered; it is not a guarantee about any investment outcome.

Gungin Securities Co., Ltd. (ぐんぎん証券株式会社) is a wholly owned subsidiary of The Gunma Bank. It was incorporated on 16 February 2016, holds Japanese corporate number 6070001031858, and works from offices inside Gunma Bank premises, with four branches and three representative offices in Gunma prefecture and one more in Saitama. It is a separate company from the bank: the bank is a long established regional bank, while the securities firm dates only from 2016 and marked its tenth year of business in October 2026.

Yes. Gungin Securities Co., Ltd. is registered as a Financial Instruments Business Operator under Japan's Financial Instruments and Exchange Act, numbered Kanto Regional Finance Bureau (FIBO) No.2938, and that registration is confirmed on the Financial Services Agency's own register. The entry carries Type I Financial Instruments Business, the category covering securities broking, and took effect on 15 July 2016. The same number is printed in the footer of the firm's own website.

Gungin Securities does not publish a list of restricted countries, and no individual country is named anywhere on its site as one it refuses to serve. In practice the service is limited to residents of Japan: opening an account requires a My Number together with Japanese identity documents showing name, address and date of birth, and the application is made on paper through a branch. Its online service states separately that people not residing in Japan cannot apply.

Account opening is a paper application made through a branch rather than an online form. Gungin Securities asks for a My Number, evidenced by an individual number card, notification card or resident register copy, together with Japanese identity documents showing name, address and date of birth: an individual number card, driving licence, passport bearing an address field, residence card or special permanent resident certificate. A passport with no address field is expressly not accepted, and the firm states it may decline an application that does not meet its account opening criteria.

Gungin Securities is a securities firm, not a foreign exchange broker. Its published commission schedule covers Japanese shares, ETFs, REITs and domestic convertible bonds, plus foreign shares either routed to an overseas market or bought over the counter from the firm, and it also offers bonds, investment trusts and a fund wrap service. Its registration is as a Financial Instruments Business Operator carrying Type I Financial Instruments Business, which is a securities permission rather than a retail foreign exchange one, and no FX or CFD offering is recorded for it.

No. Japanese is the only support language recorded for Gungin Securities, and its website is published in Japanese only. Telephone support runs Monday to Friday from 09:00 to 17:00 JST on +81 27-289-2188, with live chat during the same business hours, and each branch and representative office publishes its own number.

No maximum leverage is published for Gungin Securities, and none is recorded in its trading conditions. Its registration covers securities business rather than retail margin foreign exchange, and the costs it publishes are brokerage commissions on share and bond trades rather than margin, swap or leverage terms.

Two channels, and both are bank transfers through Gunma Bank. Deposits can be made by yen transfer to a client specific account at Gunma Bank's remittance concentration branch, with the incoming transfer fee borne by Gungin Securities, or through the Account Transfer Quick Service, a free debit from the client's own Gunma Bank ordinary deposit account that credits the trading account immediately and is handled between 09:00 and 17:00. The quick service is for deposits only and takes about two weeks to set up. No card, electronic wallet or cryptocurrency funding is recorded.

Licence 関東財務局長(金商)第2938号 (Kanto Local Finance Bureau, Kinsho, No. 2938) was issued by Financial Services Agency (FSA), the financial authority for Japan.
Gungin holds this FSA licence. A licence on record means the authority published an entry; it is not an endorsement.
We located this entry on the FSA register. Note that confirming a register ENTRY is not the same as confirming a live licence — the register’s own wording on this page is what states its current standing.
The FSA register prints it under Gungin Securities Co.,Ltd., not Gungin. Licences are often held by a subsidiary rather than the trading brand, which is why searching a register for the brand alone can return nothing.
Wikilix rates FSA tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
This page links straight to the FSA register. Search it for 関東財務局長(金商)第2938号 (Kanto Local Finance Bureau, Kinsho, No. 2938), and for the name Gungin Securities Co.,Ltd. rather than the trading brand.
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