Wikilix
Licence record

GUOTAI HAITONG: CFFEX licence 0001

Issuing authority
China Financial Futures Exchange
Jurisdiction
China
Licence type
Dealing in futures contracts

This is Wikilix's record of a licence issued by China Financial Futures Exchange. It sets out what the register says, what we checked, and what the authority's own rules protect.

WIKILIX

Licence intelligence

RecordModified Jul 27, 2026

Licence Verification Record

China Financial Futures Exchange 0001

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
Guotai Haitong Securities Co., Ltd
Issuing authority
China Financial Futures Exchange
Jurisdiction
China
Licence type
Dealing in futures contracts

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/guotai-haitong/licenses/china-financial-futures-exchange/0001Fields on file 2 / 11

Open GUOTAI HAITONGAll GUOTAI HAITONG licencesAbout CFFEX
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
China
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
0001
Licence type (Wikilix classification)
Dealing in futures contracts
The authority

About CFFEX

China Financial Futures Exchange is the authority that issued this licence, and the jurisdiction it applies in is China.

Full name
China Financial Futures Exchange
Jurisdiction
China
Strength
Not availableThe strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
2006
Oversight
A government or statutory body
Firms we track under it
136 firms
Licences it issues
Not available
Typical cost of a licence
Not specified
Public register
Searchable by the public
Transparency
Medium
Protection

What this licence protects

CFFEX's own rules for the firms it authorises.

  • Compensation schemeDeposit insurance covers up to CNY 500,000 per depositor
  • Complaints routeExchange rules
  • Maximum leverage1:7
This describes the authority's regime, not how GUOTAI HAITONG applies it.
The holder

Who holds this licence

The licence above is recorded against GUOTAI HAITONG. Wikilix holds no separate company records for this holder, so we cannot say which legal company the register issued it to.

Broker
Guotai Haitong Securities Co., Ltd
Based in
China
Wikilix score
28.1the firm’s overall score, not a rating of this licence
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Yes, Guotai Haitong offers customer support in English and provides live chat support during business hours. Additional contact methods include phone support.
Withdrawal fees include remittance bank charges of 160 HKD and local transfer fees of 60 HKD for USD, EUR, and CNY withdrawals. The local transfer fee is waived for accounts with SCB, HSBC, BOCHK, HSB, or CMBHK.
Clients can withdraw funds via email instructions to the Operations Department, through the online trading platform, or by contacting their Relationship Manager if they have registered Standing Payment Instructions. Withdrawals are processed within hours but instructions received after cut-off time are handled the next business day.
According to WIKILIX data, Guotai Haitong offers a maximum leverage of 50.
The minimum deposit amount to open an account with Guotai Haitong Securities Co., Ltd is 1300 USD.
Guotai Haitong Securities Co., Ltd is regulated by the China Financial Futures Exchange (CFFEX), an onshore government regulator in China. The broker holds a license for dealing in futures contracts and offers deposit insurance coverage up to CNY 500,000 per depositor.
Licence 0001 was issued by China Financial Futures Exchange (CFFEX), the financial authority for China.
GUOTAI HAITONG holds this CFFEX licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the CFFEX register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates CFFEX tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
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