Broker Summary
What Wikilix has recorded about HUAJIN FINANCIAL (INTERNATIONAL) HOLDINGS LIMITED: its history, the licences it holds, its trading conditions and its fees.
In this review, we provide an overview of HUAJIN FINANCIAL (INTERNATIONAL) HOLDINGS LIMITED.
HUAJIN FINANCIAL (INTERNATIONAL) HOLDINGS LIMITED is a financial services company headquartered in Hong Kong. The company provides brokerage, investment banking and capital financing services. The company serves as the offshore financial hub of Zhuhai Huafa Group Co. Ltd, a large state-owned enterprise in China and plays an important role in connecting the off-shore and international capital markets to onshore China.
The company was founded in 2013. The company has strong institutional support and is strategically located in Hong Kong's Central business district. HUAJIN's business model is closely aligned with the Guangdong-Hong Kong-Macau Greater Bay Area as well as the Belt-and-Road Initiative. This positions HUAJIN as a facilitator for cross-border financial integration.
Company Background and Strength
Founded: June 2013
Parent Company: Zhuhai Huafa Group Co. Ltd
Total parent company's Assets (2022): Over RMB 650 billion
China's Top 500 Ranking in 2023: 169th
Headquarters: Champion Tower 3, Central, Hong Kong
In September 2017, HUAJIN FINANCIAL (INTERNATIONAL) HOLDINGS LIMITED became a wholly owned subsidiary of iOne Holdings Limited (HKEX: 00982.HK), enhancing its corporate structure and operational capabilities.Brokerage Services of the Company
HUA JIN FINANCIAL (INTERNATIONAL) HOLDINGS LIMITED provides the following brokerage services for trading in both cash and margin accounts for a diverse range of asset classes and markets, including, but not limited to:
Hong Kong equities
The Shanghai stock connect
The Shenzhen Stock Connect
Exchange-traded funds (ETFs)
Bonds
Derivatives, and investment banking.
HUA JIN FINANCIAL (INTERNATIONAL) HOLDINGS LIMITED provides access to various derivatives, including:
Index options and index futures
Commodity futures
Currency futures
In addition to its line of derivative products, the company is also active in the investment banking business and provides the following services within the investment banking arena:
Sponsorship of IPOs in Hong Kong
Underwriting of share offerings
Advisory services relating to Corporate Finance
Compliance Advisory Services
Capital Financing.
With the benefit of its location and institutional footprint, the company is able to assist both onshore and offshore enterprises with the financing of equity and debt in the Greater Bay Area, with a specific focus on cross-border capital flow.
Compliance with Regulatory Guidelines and Licensing
The Company has indicated that all of its operations are conducted through licensed entities that provide a comprehensive range of regulated services. No specific regulatory information is publicly available, however.
Nature of Service License Approvals Regulatory Information
IPO Sponsor Yes Not provided any license numbers or regulators
Financial Advisory Yes Given Compliance
Underwriting Securities Yes Since No Information
Brokerage & Futures Broker Yes No Licensing Specifics Available
Equity Research & Margin Finance Yes No Public License Information Available
Without published license numbers or regulatory authorities, the Company appears to provide insufficient information for users who desire to have full transparency regarding its operations.
With regard to Trading Conditions and Platform Technology, the Company has very limited public information available.Company (HUAJIN Financial Group) offers a variety of Financial Services, including brokerage derivatives, investment banking, and Cross-Border Financing Services, and is well positioned to link people from mainland China with international markets. In addition to providing credit to corporate clients and institutions, HUAJIN provides support to people looking to invest in China by bringing the investors' financial disciplines to the fore and providing financial services to the investors' clients. As a consequence of the lack of complete transparency regarding HUAJIN's business structure and operations, retail traders would likely have difficulty determining whether HUAJIN, with its state-owned parent and limited public disclosure of regulatory information, trading conditions, and fees and Platform Technologies, would be suitable for their business. Overall, HUAJIN's positioning within China provides a very credible participant in China’s offshore financial ecosystem. HUAJIN's financial services provide strong institutional capabilities, although it will be necessary to engage with HUAJIN directly to learn about its full operations.
The above statement outlines the Company’s (HUAJIN Financial Group) history, the ability to offer Brokerage Derivatives and Investment Banking and Cross-Border Financing Services, the ability to connect the Main Land China with the International Market and the continuing support of a Credible Company. This provides a good basis for future business relationships with HUAJIN Financial Group and its clients, however, the lack of public Disclosure of HUAJIN Financial Group's Regulatory Disclosure, Trading Conditions, Fees and Platform Technologies makes it difficult for Retail Trader to ascertain whether they are a good fit. Overall, HUAJIN Financial Group's position in China makes it a very credible player in the offshore financial space and its Financial Services Provide Institutional Capabilities. However, this requires engaging with HUAJIN Financial Group directly for additional Operational Information.
Regulatory Licenses
HUAJIN FINANCIAL (INTERNATIONAL) HOLDINGS LIMITED is listed with a tier-1 or tier-2 licence that we have not yet checked against the regulator's register. An unchecked row is not a finding either way.
How far our check got
- 1 not yet checked
SFCTier 1
What the register says
- Licence number
- BFJ369
- Type
- Dealing in futures contracts
Client protection under this licence
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Client money kept separate
- Negative balance protection
- Complaints routeSFC Complaints / FDRC
- Maximum leverage1:13
These are the rules SFC sets for the firms it licenses. They are not a statement about how HUAJIN FINANCIAL (INTERNATIONAL) HOLDINGS LIMITED applies them, or about which of its companies would hold your account.
About Securities and Futures Commission
Onshore regulatorGovernment bodyCompensation: No mandatory insurance (but strict fund segregation)Public registerTransparency: high- Typical cost of this licence
- HKD 500000+
Account Types
5 account types on record. Leverage up to 1:1.
| Account | Min Deposit | Leverage | Commission |
|---|---|---|---|
| Cash (invest)Invest | Not recorded | 1:1 | 0.25% transaction; min HK$100 |
| Standard | Not recorded | 1:1 | 0.25% transaction; min HK$100 |
| FundedProp | Not recorded | 1:1 | Not specified |
| FundedProp | Not recorded | 1:1 | Not specified |
| Corporate | Not recorded | 1:1 | Not specified |
Funding Methods
4 ways to fund an account. 2 credit instantly.
| Method | Deposit fee | Withdrawal fee | Min deposit | Withdrawal min / max | Processing |
|---|---|---|---|---|---|
| Faster Payment System (FPS)Bank TransferUse Client Fund Deposit Notice form; KYC/AML verification required; funds segregated from company operations. | Not recorded | Not recorded | Not recorded | Not recordedNot recorded | 1 day |
| Bank Transfer / Cheque DepositWire TransferWithdrawals via bank transfers (TT/CHATS HK) with service fees applied; no third-party or cash withdrawals allowed; strict verification required. | Not recorded | Not recorded | Not recorded | Not recordedNot recorded | 3 days |
| Credit/Debit CardsCredit CardTransparent charges pre-transaction; mirrors deposit methods; potential withdrawal delays noted in user experiences. | Not recorded | Not recorded | Not recorded | Not recordedNot recorded | Instant |
| E-wallets (including possible Crypto)E-WalletMirrors deposit methods; potential regional limits and delays; official emphasis on bank transfers over e-wallets. | Not recorded | Not recorded | Not recorded | Not recordedNot recorded | Instant |

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