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Licence record

LGT: SEC licence 801-77580

Issuing authority
Securities and Exchange Commission
Jurisdiction
United States
Licence type
Investment Advisory License

This is Wikilix's record of a licence issued by Securities and Exchange Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Sep 10, 2026

Licence Verification Record

Securities and Exchange Commission 801-77580

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
LGT Bank AG
Issuing authority
Securities and Exchange Commission
Jurisdiction
United States
Licence type
Investment Advisory License

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/lgt/licenses/securities-and-exchange-commission/801-77580Fields on file 2 / 11

Open LGTAll LGT licencesAbout SEC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
United States
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
801-77580
Licence type (Wikilix classification)
Investment Advisory License
The authority

About SEC

Securities and Exchange Commission is the authority that issued this licence, and the jurisdiction it applies in is United States.

Full name
Securities and Exchange Commission
Jurisdiction
United States
Strength
Tier 1 (securities)The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1936
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker-dealer; investment adviser
Typical cost of a licence
Varies; FINRA and SEC registration fees
Public register
Searchable by the public
Transparency
Medium
Protection

What this licence protects

SEC's own rules for the firms it authorises.

  • Compensation schemeSIPC insures up to $500,000 per customer (including $250,000 cash)
  • Complaints routeSEC Tips/Complaints/Referral
  • Maximum leverage1:50
This describes the authority's regime, not how LGT applies it.
The holder

Who holds this licence

The licence above is recorded against LGT. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
LGT Bank AG
Based in
Hong Kong
Wikilix score
56.6the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • LGT Bank AG(Hong Kong)Hong Kong · Reg. F0018294 · Jul 28, 2011
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences LGT holds

3 other licences are on record for LGT.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
There is no evidence that LGT supports popular retail trading platforms like MT4/MT5, cTrader, NinjaTrader, TradingView, etc.
Clients can reach LGT Bank AG customer support via phone at +852 2868 0201 or through live chat available during business hours. Support is provided in English, and the broker also maintains social media channels such as Facebook, Twitter, and LinkedIn for additional contact options.
LGT Bank AG offers a maximum leverage of 1. This indicates a conservative leverage policy compared to other brokers, reflecting its regulatory environment and risk management approach.
LGT Bank AG supports various funding methods including bank transfers, credit/debit cards, e-wallets, local payment methods, and cryptocurrencies. Processing times vary from instant to several days depending on the method, and fees may apply based on the payment provider or local banking regulations.
LGT Bank AG is regulated by several authorities including FINMA in Switzerland, FCA in the United Kingdom, SEC in the United States, and SFC in Hong Kong. These licenses cover asset management, investment advisory, and financial services, ensuring compliance with onshore regulations in multiple jurisdictions.
Licence 801-77580 was issued by Securities and Exchange Commission (SEC), the financial authority for United States.
LGT holds this SEC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SEC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SEC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
LGT has 3 other licences on record with Wikilix, across 3 jurisdictions. They are listed further down this page.
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