Mirae Asset

Introduction

Mirae Asset is one of the biggest names in the financial service sector, specifically for the company’s all-encompassing brokerage and wealth management services for their clients in the Asia Pacific region. Mirae Asset has a large client base and has secured a strong foothold in the highly competitive marketplace among brokers and financial service providers.

By utilizing its innovative service model and an expansive network of brokerages, Mirae Asset Securities (HK) Limited (Mirae Asset HK) was incorporated as the firm’s Hong Kong subsidiary in January 2006, providing an extensive range of financial products and services to its growing client base. This document provides valuable information for investors and other market participants who are interested in discussing Mirae Asset and their services, including a history of the organisation, an overview of their major financial products and services, as well as a summary of the firm’s regulatory requirements and recent developments.

History and Background

Mirae Asset was established in 1999 in Korea and became well known quickly for its wealth management services that focus on client satisfaction. A key milestone in the firm’s growth was achieved when Mirae Asset went public on the Korea Stock Exchange (KSE) in 2006 and became one of the top distributors of equity funds, and one of the fastest growing distributors on the KSE.

Mirae Asset made a major advancement in its global market penetration when it incorporated Mirae Asset Securities (HK) Limited in Hong Kong Special Administrative Region (SAR) in January 2006, following the merger of Mirae Asset Wealth Management (HK) Limited with Daewoo Securities (Hong Kong) Limited, supporting its objective to become the leading financial services provider in the Asia Pacific region. The firm is headquartered in Units 8501, 8507-8508, Level 85, International Commerce Centre, Kowloon, Hong Kong.In addition to being a member of the Hong Kong Stock Exchange, Mirae Asset is also a member of the Securities and Futures Commission of Hong Kong.

Brokerage Services to Institutions

Mirae Asset provides a variety of brokerage services for institutional clients. These include: trading in listed securities, sales and research assistance for trading, and providing businesses with investment banking services. Mirae Asset’s expertise is in various asset classes including equities, futures and options, fixed income securities and derivatives.

Wealth Management and Advisory Services

Mirae Asset provides customized portfolio management for its clients and offers services including beneficiary accounts, wrap accounts and bancassurance products. It also assists its clients with acquisitions, proprietary trading and bond underwriting as well as advising on KOSDAQ/KRX listings and M&A transactions.

Regional Coverage of Asian Markets

The Hong Kong office has a team of analysts, traders and advisors that provide comprehensive coverage of the Asian markets. This client-friendly model allows the clients to receive timely analysis and advice utilizing our proprietary, research-based methods as well as market information.

Regulatory Compliance And Licensing

Mirae Asset places a strong emphasis on regulatory compliance to ensure that it meets and maintains the highest standards of business ethics and professional conduct. The firm is registered with the Securities and Futures Commission of Hong Kong (SFC) and is required by the Securities and Futures Ordinance to have multiple licenses to conduct business in Hong Kong.Regulator

License Number

License Type

Status

Hong Kong Securities and Futures Commission (SFC)

BJB333

Type 1 - Dealing in Securities

Licensed

HKSFC (Hong Kong securities) - BJB333

BJB333

Type 2 - Dealing in futures contracts

Licensed

HKSFC (Hong Kong securities) - BJB333

BJB333

Type 4 - Advising on Securities

Licensed

HKSFC (Hong Kong securities) - BJB333

BJB333

Type 6 - Advising on Corporate Finance

Licensed

HKSFC (Hong Kong securities) - BJB333

BJB333

Type 9 - Asset Management

Licensed

Mirae Asset (HK) Ltd is the designated institutional investor (DQ to a QFI) for the Stock Exchange of Hong Kong (Participant No. 1830, Broker No. 0810) and the Hong Kong Futures Exchange (HKATS Customer Code: MIR); thus, providing strong support to clients trading within HK.

Trading Conditions & Platform Technology

Mirae Asset has access to a diverse selection of tradable products, including stocks, futures, options, fixed income, and various derivative types; however, limited-to-no information can be found online regarding specific trading conditions (i.e. spreads, leverage, min deposits and/or commissions) associated with those trading products.

Mirae Asset also emphasizes its significant involvement with the Hong Kong Exchanges and the Futures Exchange of Hong Kong (including, but not limited to, the Shanghai-Hong Kong Stock Connect), thereby enhancing cross-border trading opportunities. Conversely, no information is available regarding proprietary trading platforms/mobile applications and/or sophisticated tools provided to traders.Trading Details

Supported Instruments :

Equities, Futures, Options, Fixed Income, and Derivatives

Market Access :

Mirae Access provides clients with access to the following exchanges:

1. Hong Kong Stock Exchange (SEHK)

2. Hong Kong Futures Exchange (HKFE)

3. Shanghai-Hong Kong Connect

Leverage :

Not disclosed

Spreads :

Not disclosed

Minimum Deposit :

Not disclosed

Trading Platform :

Mirae Access does not publicly specify any particular trading platform on their official website.

Fee Structure

Mirae Asset does not disclose its fee structure on their official site or any public documents. Therefore, it can be inferred that these fees are subject to negotiation. This is due in part to the company's focus on institutional (rather than retail) clients.

Fee Type Details

Deposit Fees :

Not disclosed

Withdrawal Fees :

Not disclosed

Commission :

Not disclosed

Inactivity Fees :

Not disclosed

User Experience & Market Reputation

According to customer feedback, Mirae Asset is a customer-focused broker that has a professional team providing in-depth coverage of the Asia-Pacific marketplace.

Unfortunately, there is not enough available information about user reviews, client testimonials, or specific list of pros and cons from individual or institutional clients.

Mirae Asset has developed a solid reputation due to their strong regulatory compliance, institutional quality service offerings, and global presence (spanning 18 countries) with clients located in 40 countries outside of Asia/Pacific.

Recent Developments:

Over the past few years, Mirae Asset has experienced significant strategic changes that have included branding changes and expansion across their global network. For example:

- ETF Securities was rebranded as Global X Australia

- Mirae Asset Gobal Investments Brazil rebranded to Global XBrazil

- Mirae Asset Investment Managers (India) opened a new branch office in Dubai.

As of June 2025, Mirae Asset has 15 global affiliates including Mirae Asset Securities in Vietnam and Global X Australia indicating a diverse asset management network with a focus on continued growth within emerging markets.

Unfortunately, at this time, there hasn't been any formal announcements regarding the Hong Kong entity for either 2024/25.

Conclusion

Mirae Asset is a well-regulated financial service company with a strong institutional focus throughout the Asia-Pacific region and has provided brokerage and wealth management services for several years to patient global clients, regulated and abide by all market requirements.

Although the available information regarding traded products, trading fees, and trading platform systems is very limited (due to not disclosing), Mirae Asset is very reputable based on their establishment history, regulatory compliance, and the integration with global investment managers and customers.

Potential client(s) should reach out directly to Mirae Asset for detailed service offerings based on customer's needs.