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Licence record

Phillip Securities Group: SFC licence AAZ038

Issuing authority
Securities and Futures Commission
Jurisdiction
Hong Kong
Licence type
Dealing in futures contracts & Leveraged foreign exchange trading

This is Wikilix's record of a licence issued by Securities and Futures Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Sep 7, 2026

Licence Verification Record

Securities and Futures Commission AAZ038

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
Phillip Securities Group
Issuing authority
Securities and Futures Commission
Jurisdiction
Hong Kong
Licence type
Dealing in futures contracts & Leveraged foreign exchange trading

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/phillip-securities-group/licenses/securities-and-futures-commission/aaz038Fields on file 2 / 11

Open Phillip Securities GroupAll Phillip Securities Group licencesAbout SFC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Hong Kong
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
AAZ038
Licence type (Wikilix classification)
Dealing in futures contracts & Leveraged foreign exchange trading
The authority

About SFC

Securities and Futures Commission is the authority that issued this licence, and the jurisdiction it applies in is Hong Kong.

Full name
Securities and Futures Commission
Jurisdiction
Hong Kong
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1989
Oversight
A government or statutory body
Firms we track under it
189 firms
Regulates
forex, Stocks, Derivatives, Securities, Futures
Licences it issues
Type 3 Leveraged FX, Type 1 Dealing in Securities
Typical cost of a licence
HKD 500000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

SFC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeSFC Complaints / FDRC
  • Maximum leverage1:13
This describes the authority's regime, not how Phillip Securities Group applies it.
The holder

Who holds this licence

The licence above is recorded against Phillip Securities Group. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
Phillip Securities Group
Based in
Hong Kong
Wikilix score
61.4the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • PHILLIP SECURITIES (HONG KONG) LIMITEDHong Kong · Reg. 0128606 · Dec 9, 2003
  • PHILLIP COMMODITIES (H.K.) LIMITEDHong Kong · Reg. 0295812 · Jan 4, 1991
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Phillip Securities Group provides customer support via phone, live chat during business hours, and email. Support is available in English, and the broker maintains active social media channels including Facebook, Instagram, and YouTube.
Not specified in the provided context.
According to WIKILIX data, Phillip Securities Group offers a maximum leverage of 1:1. This is notably low compared to many brokers, reflecting regulatory restrictions and risk management policies.
Phillip Securities Group supports various deposit and withdrawal methods including bank wire transfer, bank card, local bank transfers like PayNow and FAST in Singapore, telegraphic transfer, cheque, bill payment, and ACH for certain international accounts. Fees and processing times vary by method and region.
Phillip Securities Group is regulated by the Securities and Futures Commission (SFC) in Hong Kong, a tier 1 global regulator. It holds licenses for dealing in futures contracts and leveraged foreign exchange trading. The broker follows strict fund segregation rules but does not have mandatory client fund insurance.
Licence AAZ038 was issued by Securities and Futures Commission (SFC), the financial authority for Hong Kong.
Phillip Securities Group holds this SFC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SFC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SFC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
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