Wikilix
Licence record

Pictet: SEC licence recorded for Pictet

Issuing authority
Securities and Exchange Commission
Jurisdiction
United States
Licence type
Financial Service

This is Wikilix's record of a licence issued by Securities and Exchange Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Jul 27, 2026

Licence Verification Record

Securities and Exchange Commission No number on the register

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
Pictet Group
Issuing authority
Securities and Exchange Commission
Jurisdiction
United States
Licence type
Financial Service

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/pictet/licenses/securities-and-exchange-commission/licence-1889Fields on file 1 / 11

Open PictetAll Pictet licencesAbout SEC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
United States
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence type (Wikilix classification)
Financial Service
The authority

About SEC

Securities and Exchange Commission is the authority that issued this licence, and the jurisdiction it applies in is United States.

Full name
Securities and Exchange Commission
Jurisdiction
United States
Strength
Tier 1 (securities)The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1936
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker-dealer; investment adviser
Typical cost of a licence
Varies; FINRA and SEC registration fees
Public register
Searchable by the public
Transparency
Medium
Protection

What this licence protects

SEC's own rules for the firms it authorises.

  • Compensation schemeSIPC insures up to $500,000 per customer (including $250,000 cash)
  • Complaints routeSEC Tips/Complaints/Referral
  • Maximum leverage1:50
This describes the authority's regime, not how Pictet applies it.
The holder

Who holds this licence

The licence above is recorded against Pictet. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
Pictet Group
Based in
Switzerland
Wikilix score
78.9the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • Pictet Asset Management (Hong Kong) LimitedHong Kong · Reg. 0167415 · Apr 4, 1986
  • Fondation du Groupe PictetSwitzerland · Reg. 1376122 · Nov 15, 2004
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences Pictet holds

6 other licences are on record for Pictet.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Yes, Pictet Group prohibits clients from certain countries including the USA, North Korea, Iran, and other sanctioned countries. These restrictions depend on the regulatory jurisdiction and local laws applicable to the broker.
Leverage limits for Pictet Group vary by regulatory jurisdiction. For example, the SFC in Hong Kong allows a maximum leverage of 13, the FCA in the UK permits up to 30, and FINMA in Switzerland allows leverage up to 100. The highest leverage noted is 200 under the Bahamas regulator, but this depends on the specific license and region.
According to the data, Pictet Group supports cash deposits with instant processing times.
Details on execution models, spreads, or commissions are also not provided.
Pictet Group is regulated by multiple tier-1 authorities including the Securities and Futures Commission (SFC) in Hong Kong, the Swiss Financial Market Supervisory Authority (FINMA), and the Financial Conduct Authority (FCA) in the UK. While some regulators require mandatory client fund insurance, Pictet follows strict fund segregation policies to protect client assets. Insurance coverage varies by jurisdiction, with the FCA providing protection up to £85,000 under FSCS.
Pictet holds this SEC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SEC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SEC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
Pictet has 6 other licences on record with Wikilix, across 6 jurisdictions. They are listed further down this page.
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