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Licence record

RBC Securities: CIRO licence Unreleased

Issuing authority
Canadian Investment Regulatory Organization
Jurisdiction
Canada
Licence type
Market Making(MM)

This is Wikilix's record of a licence issued by Canadian Investment Regulatory Organization. It sets out what the register says, what we checked, and what the authority's own rules protect.

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RecordModified Aug 3, 2026

Licence Verification Record

Canadian Investment Regulatory Organization Unreleased

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
RBC Dominion Securities Inc
Issuing authority
Canadian Investment Regulatory Organization
Jurisdiction
Canada
Licence type
Market Making(MM)

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/rbc-securities/licenses/canadian-investment-regulatory-organization/unreleasedFields on file 2 / 11

Open RBC SecuritiesAll RBC Securities licencesAbout CIRO
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Canada
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
Unreleased
Licence type (Wikilix classification)
Market Making(MM)
The authority

About CIRO

Canadian Investment Regulatory Organization is the authority that issued this licence, and the jurisdiction it applies in is Canada.

Full name
Canadian Investment Regulatory Organization
Jurisdiction
Canada
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
2008
Oversight
A government or statutory body
Firms we track under it
23 firms
Regulates
Bond, Stocks
Licences it issues
Investment Dealer Registration
Typical cost of a licence
CAD 50000-100000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

CIRO's own rules for the firms it authorises.

  • Compensation schemeUp to CAD 1000000 (CIPF)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeOBSI
  • Maximum leverage1:49
This describes the authority's regime, not how RBC Securities applies it.
The holder

Who holds this licence

The licence above is recorded against RBC Securities. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
RBC Dominion Securities Inc
Based in
United States
Wikilix score
76.5the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • RBC Dominion Securities Inc.United States · Jan 1, 1995
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
RBC Dominion Securities Inc offers trading in regulated financial instruments such as bonds and stocks. Other instrument types are not detailed in the provided context.
RBC Securities provides customer support via phone and live chat during business hours. They offer multiple contact phone numbers and support is available in English to assist clients with inquiries.
RBC Dominion Securities Inc offers a maximum leverage of 5 to its clients. This leverage level is relatively conservative compared to some other brokers and aligns with regulatory standards.
The minimum deposit amount to open an account with RBC Securities is CAD 2,500. This requirement helps ensure that clients meet the broker's funding criteria before trading.
RBC Dominion Securities Inc is regulated by the Canadian Investment Regulatory Organization (CIRO), an onshore regulator in Canada. It holds a Market Making license and offers client fund insurance up to CAD 1,000,000 through CIPF. The broker is subject to high transparency and regulatory standards.
Licence Unreleased was issued by Canadian Investment Regulatory Organization (CIRO), the financial authority for Canada.
RBC Securities holds this CIRO licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the CIRO register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates CIRO tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
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