Wikilix
Licence record

Rock Shield Capital Markets: ASIC licence 441277

Issuing authority
Australia Securities & Investment Commission
Jurisdiction
Australia
Licence type
Straight Through Processing(STP)

This is Wikilix's record of a licence issued by Australia Securities & Investment Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

WIKILIX

Licence intelligence

RecordModified Aug 3, 2026

Licence Verification Record

Australia Securities & Investment Commission 441277

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
Rock Shield Capital Markets
Issuing authority
Australia Securities & Investment Commission
Jurisdiction
Australia
Licence type
Straight Through Processing(STP)

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/rock-shield-capital-markets/licenses/australia-securities-and-investment-commission/441277Fields on file 2 / 11

Open Rock Shield Capital MarketsAll Rock Shield Capital Markets licencesAbout ASIC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Australia
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
441277
Licence type (Wikilix classification)
Straight Through Processing(STP)
The authority

About ASIC

Australia Securities & Investment Commission is the authority that issued this licence, and the jurisdiction it applies in is Australia.

Full name
Australia Securities & Investment Commission
Jurisdiction
Australia
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1998
Oversight
A government or statutory body
Firms we track under it
144 firms
Regulates
Forex, Stocks, Fund, Options, Derivatives, Securities
Licences it issues
AFSL – OTC Derivatives (Principal Dealer & Agency)
Typical cost of a licence
AUD 50000-100000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

ASIC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Negative balance protection
  • Complaints routeAFCA
  • Maximum leverage1:28
This describes the authority's regime, not how Rock Shield Capital Markets applies it.
The holder

Who holds this licence

The licence above is recorded against Rock Shield Capital Markets. Wikilix holds no separate company records for this holder, so we cannot say which legal company the register issued it to.

Broker
Rock Shield Capital Markets
Based in
Australia
Wikilix score
45.5the firm’s overall score, not a rating of this licence
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Clients of Rock Shield Capital Markets can access customer support via live chat during business hours and email at info@rockshieldcm.com. Support is provided in English, and the broker maintains active social media profiles for additional contact.
Rock Shield Capital Markets offers a maximum leverage of up to 500. This leverage level applies to their trading accounts.
Rock Shield Capital Markets supports multiple funding methods including bank transfer, e-wallets like HiPAY and FASTPAYS, crypto via Tether, and credit cards such as VISA and Mastercard.
Rock Shield Capital Markets offers the MetaTrader 4 platform, which is available on desktop, web, mobile, Android, and iOS devices.
Rock Shield Capital Markets is regulated by the Australia Securities & Investment Commission (ASIC), a tier 1 onshore regulator. The broker follows strict fund segregation rules but does not have mandatory client fund insurance.
Licence 441277 was issued by Australia Securities & Investment Commission (ASIC), the financial authority for Australia.
Rock Shield Capital Markets holds this ASIC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the ASIC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates ASIC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
Still Need Help?

Can't find what you're looking for?

Our support team is here to help you get the answers you need.