SFCHong KongTier 1Licence number
AAC927
View licence record- Licence holder
- Held by Shenwan Hongyuan
- Licence type and regime
- Dealing in securities
Not checkedUpdated
At a glance
Regulation on record for Shenwan Hongyuan
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 2
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 2
- Found on an official register
- 0
Shenwan Hongyuan has 2 licences on record with Wikilix, issued by one authority across one jurisdiction. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for Shenwan Hongyuan, strongest authority first.
2 records
- SFCHong KongTier 1
- SFCHong KongTier 1
Licence number
AAF420
View licence record- Licence holder
- Held by Shenwan Hongyuan
- Licence type and regime
- Dealing in futures contracts
Not checkedUpdated
Protection
What this licence protects
SFC's own rules for the firms it authorises.
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Client money kept separate
- Negative balance protection
- Complaints routeSFC Complaints / FDRC
- Maximum leverage1:13
Frequently Asked Questions
Questions about the licences held by Shenwan Hongyuan
Answered from the register entries on this page.
Most Popular Questions
Yes, Shenwan Hongyuan prohibits clients from the USA, North Korea, Iran, and other sanctioned countries from using its services, in compliance with regulatory and sanction requirements.
Yes, Shenwan Hongyuan offers customer support in English. Support is available via phone and live chat during business hours, with email addresses provided for general and customer service inquiries.
Withdrawal fees vary depending on the currency and method. For example, local bank transfers via CHATS and Telegraphic Transfers have fixed withdrawal fees per currency, and processing typically takes 1-3 business days.
The maximum leverage offered by Shenwan Hongyuan is 1:1. This is relatively low compared to other brokers, reflecting regulatory restrictions and risk management policies.
According to WIKILIX data, Shenwan Hongyuan offers trading in forex, stocks, derivatives, securities, and futures. These instruments are regulated under their licenses issued by the Hong Kong SFC.
Shenwan Hongyuan is regulated by the Securities and Futures Commission (SFC) in Hong Kong, a tier 1 government regulator. The broker holds licenses for dealing in securities and futures contracts and follows strict fund segregation rules, though there is no mandatory client fund insurance.
Shenwan Hongyuan has 2 licence records with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Shenwan Hongyuan holds licence records issued by SFC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
2 of the licence records held by Shenwan Hongyuan come from tier-1 or tier-2 authorities (2 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 2 licence records held by Shenwan Hongyuan has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
Shenwan Hongyuan has licence records in Hong Kong. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.