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Licence record

SWSI: SFC licence AAZ149

Issuing authority
Securities and Futures Commission
Jurisdiction
Hong Kong
Licence type
Dealing in futures contracts

This is Wikilix's record of a licence issued by Securities and Futures Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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RecordModified Sep 7, 2026

Licence Verification Record

Securities and Futures Commission AAZ149

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
Southwest Securities International Securities Limited
Issuing authority
Securities and Futures Commission
Jurisdiction
Hong Kong
Licence type
Dealing in futures contracts

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/swsi/licenses/securities-and-futures-commission/aaz149Fields on file 2 / 11

Open SWSIAll SWSI licencesAbout SFC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Hong Kong
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
AAZ149
Licence type (Wikilix classification)
Dealing in futures contracts
The authority

About SFC

Securities and Futures Commission is the authority that issued this licence, and the jurisdiction it applies in is Hong Kong.

Full name
Securities and Futures Commission
Jurisdiction
Hong Kong
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1989
Oversight
A government or statutory body
Firms we track under it
189 firms
Regulates
forex, Stocks, Derivatives, Securities, Futures
Licences it issues
Type 3 Leveraged FX, Type 1 Dealing in Securities
Typical cost of a licence
HKD 500000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

SFC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeSFC Complaints / FDRC
  • Maximum leverage1:13
This describes the authority's regime, not how SWSI applies it.
The holder

Who holds this licence

The licence above is recorded against SWSI. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
Southwest Securities International Securities Limited
Based in
Hong Kong
Wikilix score
53.5the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • Southwest Securities International Securities LimitedHong Kong · Reg. F0011673 · Sep 30, 2009
  • SOUTHWEST SECURITIES (HK) FUTURES LIMITEDHong Kong · Reg. 0285881 · Aug 29, 1990
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Southwest Securities International Securities Limited offers customer support via phone and live chat during business hours. Support is provided in English, and the broker's contact details include a Hong Kong phone number and an email address for operational support.
Southwest Securities International Securities Limited offers trading in forex, stocks, derivatives, securities, and futures. The broker holds licenses for dealing in futures contracts and leveraged forex trading under Hong Kong regulation.
Southwest Securities International Securities Limited supports deposits and withdrawals via credit/debit cards, bank transfers, e-wallets, cryptocurrencies, and bank cards. Processing times vary from instant for cards and e-wallets to several days for bank transfers. Fees are generally low or zero, but bank withdrawals may incur fixed fees.
Southwest Securities International Securities Limited is regulated by the Securities and Futures Commission (SFC) in Hong Kong. The broker operates under strict fund segregation rules but does not have mandatory client fund insurance.
Licence AAZ149 was issued by Securities and Futures Commission (SFC), the financial authority for Hong Kong.
SWSI holds this SFC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SFC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SFC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
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