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Licence record

T.RowePrice: SEC licence recorded for T.RowePrice

Issuing authority
Securities and Exchange Commission
Jurisdiction
United States
Licence type
Investment Advisory License

This is Wikilix's record of a licence issued by Securities and Exchange Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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RecordModified Jul 27, 2026

Licence Verification Record

Securities and Exchange Commission No number on the register

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
T. Rowe Price Group, Inc
Issuing authority
Securities and Exchange Commission
Jurisdiction
United States
Licence type
Investment Advisory License

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/t-roweprice/licenses/securities-and-exchange-commission/licence-1495Fields on file 1 / 11

Open T.RowePriceAll T.RowePrice licencesAbout SEC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
United States
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence type (Wikilix classification)
Investment Advisory License
The authority

About SEC

Securities and Exchange Commission is the authority that issued this licence, and the jurisdiction it applies in is United States.

Full name
Securities and Exchange Commission
Jurisdiction
United States
Strength
Tier 1 (securities)The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1936
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker-dealer; investment adviser
Typical cost of a licence
Varies; FINRA and SEC registration fees
Public register
Searchable by the public
Transparency
Medium
Protection

What this licence protects

SEC's own rules for the firms it authorises.

  • Compensation schemeSIPC insures up to $500,000 per customer (including $250,000 cash)
  • Complaints routeSEC Tips/Complaints/Referral
  • Maximum leverage1:50
This describes the authority's regime, not how T.RowePrice applies it.
The holder

Who holds this licence

The licence above is recorded against T.RowePrice. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
T. Rowe Price Group, Inc
Based in
United States
Wikilix score
87.9the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • T. Rowe Price Hong Kong LimitedHong Kong · Reg. 1506821 · Sep 17, 2010
  • United States T. ROWE PRICE GROUP, INCUnited States
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences T.RowePrice holds

6 other licences are on record for T.RowePrice.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
T. Rowe Price is licensed to deal in a range of instruments including forex, stocks, derivatives, securities, futures, bonds, funds, options, commodities, and retail investments depending on the jurisdiction and specific regulatory license.
The minimum deposit amount required to open an account with T. Rowe Price is 2500 USD.
No, T. Rowe Price does not accept credit or debit cards, e-wallets such as PayPal, Skrill, Neteller, or cryptocurrency for deposits or withdrawals.
For U.S. residents, T. Rowe Price supports bank transfer (ACH), wire transfer, check, and electronic funds transfer (EFT) in USD. Deposits generally have no fees, but wire withdrawals incur a $15 fee. Processing times range from 1 to 10 business days depending on the method.
T. Rowe Price Group, Inc is regulated by multiple tier-1 authorities including the SEC, FINRA, FCA, MAS, CIRO, and the Hong Kong SFC. Client funds are protected through strict segregation, with some regulators providing insurance coverage such as SIPC up to $500,000 in the US and FSCS up to £85,000 in the UK. However, some jurisdictions like Hong Kong do not mandate client fund insurance.
T.RowePrice holds this SEC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SEC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SEC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
T.RowePrice has 6 other licences on record with Wikilix, across 5 jurisdictions. They are listed further down this page.
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