Wikilix
Licence record

tastytrade: NFA licence 0492333

Issuing authority
National Futures Association
Jurisdiction
United States
Last checked
Aug 4, 2026

This is Wikilix's record of a licence issued by National Futures Association. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Aug 4, 2026

Licence Verification Record

National Futures Association 0492333

Wikilix read the NFA register on Aug 4, 2026. This is what it said.

Holder
tastytrade, Inc
Issuing authority
National Futures Association
Jurisdiction
United States
Effective
Aug 26, 2016
Register status
NFA Member Approved; CFTC Registered (Introducing Broker)

Checked Aug 4, 2026

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/tastytrade/licenses/national-futures-association/0492333Fields on file 8 / 11

Open tastytradeAll tastytrade licencesAbout NFA
Our check
Checked

What we checked

This authorisation is in force but limited — it does not carry the same protections as a full trading licence.

Wikilix check
Limited
Authority strength
Tier 1
Jurisdiction
United States
Last checked
Aug 4, 2026
Register says
NFA Member Approved; CFTC Registered (Introducing Broker)

Finding

CFTC registration as an Introducing Broker together with NFA membership, with forex-firm approval added in November 2024 and swap-firm approval in May 2026. Read this carefully: an introducing broker takes the order but does not hold your futures money. Apex Clearing Corporation is the clearing firm that holds and segregates customer futures and event-contract funds. tastytrade is not a futures commission merchant and is not a retail forex dealer, and it does not claim to be either. Client protection: Strong on supervision: CFTC registration, NFA oversight and examinations, and NFA arbitration. Weaker on money protection than the securities side, because futures and event-contract accounts carry no SIPC cover and depend on CFTC segregation rules at the clearing firm.. Effective: 26 Aug 2016.

Exhibit

Register screenshot, captured Aug 4, 2026
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
0492333
Register status
NFA Member Approved; CFTC Registered (Introducing Broker)
Effective from
Expires
No expiry shown
The authority

About NFA

National Futures Association is the authority that issued this licence, and the jurisdiction it applies in is United States.

Full name
National Futures Association
Jurisdiction
United States
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1982
Oversight
A government or statutory body
Firms we track under it
2 firms
Regulates
Forex, Options, Futures
Licences it issues
RFED / FCM / IB Membership
Typical cost of a licence
USD 150000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

NFA's own rules for the firms it authorises.

  • Compensation schemeUp to USD 500000 (SIPC)
  • Client money kept separate
  • Complaints routeNFA Arbitration
  • Maximum leverage1:47
This describes the authority's regime, not how tastytrade applies it.
The holder

Who holds this licence

The licence above is recorded against tastytrade. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
tastytrade, Inc
Based in
Northern Mariana Islands
Wikilix score
81.2the firm’s overall score, not a rating of this licence

Wikilix has flagged tastytrade as a suspected clone of another firm. That is a finding about the firm, not about this licence — the register’s own wording above is what states this entry’s standing.

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • TASTYTRADE INC.Northern Mariana Islands · Reg. 6531075 · Nov 30, 2022
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Official source
The issuing authority’s registerPublished by the authority, not by Wikilix.
Last checked by Wikilix
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Evidence held
A screenshot of the register entry is on file.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences tastytrade holds

3 other licences are on record for tastytrade.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
tastytrade offers a maximum leverage of 50. This leverage level is consistent with its regulation under FINRA in the United States.
tastytrade supports deposits and withdrawals via bank transfer, check deposits, and bank wire. These methods have instant processing times.
tastytrade is regulated by FINRA in the United States, which is a tier 1 onshore regulator. The broker benefits from client fund insurance up to USD 500,000 through SIPC. However, tastytrade is currently marked as a suspicious clone, so users should exercise caution.
Licence 0492333 was issued by National Futures Association (NFA), the financial authority for United States.
tastytrade holds this NFA licence. A licence on record means the authority published an entry; it is not an endorsement.
We located this entry on the NFA register. Note that confirming a register ENTRY is not the same as confirming a live licence — the register’s own wording on this page is what states its current standing.
Wikilix rates NFA tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
This page links straight to the NFA register. Search it for 0492333, and for the name tastytrade rather than the trading brand.
tastytrade has 3 other licences on record with Wikilix, across 3 jurisdictions. They are listed further down this page.
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