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Licence record

tastytrade: SEC licence 8-69649

Issuing authority
Securities and Exchange Commission
Jurisdiction
Philippines
Last checked
Aug 4, 2026

This is Wikilix's record of a licence issued by Securities and Exchange Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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RecordModified Aug 4, 2026

Licence Verification Record

Securities and Exchange Commission 8-69649

Wikilix read the SEC register on Aug 4, 2026. This is what it said.

Holder
tastytrade, Inc
Issuing authority
Securities and Exchange Commission
Jurisdiction
Philippines
Effective
Mar 10, 2016
Register status
Approved

Checked Aug 4, 2026

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/tastytrade/licenses/securities-and-exchange-commission/8-69649Fields on file 8 / 11

Open tastytradeAll tastytrade licencesAbout SEC
Our check
Checked

What we checked

We found this licence on the issuing authority's own register.

Wikilix check
Confirmed on the register
Authority strength
Tier 1
Jurisdiction
Philippines
Last checked
Aug 4, 2026
Register says
Approved

Finding

The federal broker-dealer registration itself, recorded as SEC number 8-69649 and shown on the FINRA register as SEC Registration Status: Approved, 10 March 2016. FINRA carries out the day-to-day supervision on the SEC's behalf, so this is the same authorisation seen from the federal side rather than a second, separate licence. Client protection: Strong. Federal registration brings the SEC's customer-protection and net-capital rules, mandatory audited annual filings, and enforcement jurisdiction over the firm.. Effective: 10 Mar 2016.

Exhibit

Register screenshot, captured Aug 4, 2026
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
8-69649
Register status
Approved
Effective from
Expires
No expiry shown
The authority

About SEC

Securities and Exchange Commission is the authority that issued this licence, and the jurisdiction it applies in is Philippines.

Full name
Securities and Exchange Commission
Jurisdiction
Philippines
Strength
Tier 1 (securities)The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1936
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker-dealer; investment adviser
Typical cost of a licence
Varies; FINRA and SEC registration fees
Public register
Searchable by the public
Transparency
Medium
Protection

What this licence protects

SEC's own rules for the firms it authorises.

  • Compensation schemeSIPC insures up to $500,000 per customer (including $250,000 cash)
  • Complaints routeSEC Tips/Complaints/Referral
  • Maximum leverage1:50
This describes the authority's regime, not how tastytrade applies it.
The holder

Who holds this licence

The licence above is recorded against tastytrade. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
tastytrade, Inc
Based in
Northern Mariana Islands
Wikilix score
81.2the firm’s overall score, not a rating of this licence

Wikilix has flagged tastytrade as a suspected clone of another firm. That is a finding about the firm, not about this licence — the register’s own wording above is what states this entry’s standing.

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • TASTYTRADE INC.Northern Mariana Islands · Reg. 6531075 · Nov 30, 2022
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Official source
The issuing authority’s registerPublished by the authority, not by Wikilix.
Last checked by Wikilix
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Evidence held
A screenshot of the register entry is on file.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences tastytrade holds

3 other licences are on record for tastytrade.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
tastytrade offers a maximum leverage of 50. This leverage level is consistent with its regulation under FINRA in the United States.
tastytrade supports deposits and withdrawals via bank transfer, check deposits, and bank wire. These methods have instant processing times.
tastytrade is regulated by FINRA in the United States, which is a tier 1 onshore regulator. The broker benefits from client fund insurance up to USD 500,000 through SIPC. However, tastytrade is currently marked as a suspicious clone, so users should exercise caution.
Licence 8-69649 was issued by Securities and Exchange Commission (SEC), the financial authority for Philippines.
tastytrade holds this SEC licence. A licence on record means the authority published an entry; it is not an endorsement.
We located this entry on the SEC register. Note that confirming a register ENTRY is not the same as confirming a live licence — the register’s own wording on this page is what states its current standing.
Wikilix rates SEC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
This page links straight to the SEC register. Search it for 8-69649, and for the name tastytrade rather than the trading brand.
tastytrade has 3 other licences on record with Wikilix, across 2 jurisdictions. They are listed further down this page.
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