FINRAUnited StatesTier 1Licence number
282940
View licence record- Licence holder
- Held by TradeZero
- Licence type and regime
- Financial Service
Not checkedUpdated
At a glance
Regulation on record for TradeZero
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 3
- Issuing authorities
- 3
- From tier-1 or tier-2 authorities
- 2
- Found on an official register
- 1
TradeZero has 3 licences on record with Wikilix, issued by 3 authorities across 2 jurisdictions. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. We located 1 of 3 on the issuing authority’s own register.
One licence comes from an authority classed as offshore. An offshore regime can be a legitimate registration, but it typically carries lower capital requirements and no compensation scheme.
Issuing authorities
Jurisdictions
Licence record
Licences by jurisdiction
Every licence on record for TradeZero, grouped by the 2 jurisdictions it is registered in.
3 records
United States2 licences
All United States licences- FINRAUnited StatesTier 1
SECUnited StatesTier 1Licence number
8-69736
View licence record- Licence holder
- Held by TradeZero
- Licence type and regime
- Financial Service
Not checkedUpdated
Bahamas1 licence
All Bahamas licences
Check it yourself
Look these up on the official registers
Each authority below publishes a register you can search. The name a register prints is often a separate legal entity, not the trading brand — search for the name given here.
- SCB registerOpen register
Protection
What this licence protects
FINRA's own rules for the firms it authorises.
- Compensation schemeUp to USD 500000 (SIPC)
- Complaints routeFINRA Arbitration
- Maximum leverage1:50
Frequently Asked Questions
Questions about the licences held by TradeZero
Answered from the register entries on this page.
Most Popular Questions
TradeZero offers a maximum leverage of 4:1 according to the trading conditions data. This leverage limit applies to their trading accounts and is relatively low compared to some other brokers. No further details on leverage variations are provided.
The minimum deposit amount required by TradeZero is $2,500 USD. This applies to their standard account types. Additional account details or types are not specified in the provided context.
TradeZero supports deposits and withdrawals via Bank-to-Bank Wire Transfer, ACH Transfer (for U.S. clients), and Cryptocurrency such as Bitcoin and USDT. Processing times vary from instant for crypto to one or two days for bank transfers. Fees apply depending on the method, for example, a $15 fee for wire transfers and no deposit fee for ACH transfers.
TradeZero offers the TradingView platform, which is a web-based charting and trading platform known for advanced analytics and social trading features. TradingView integrates with multiple brokers to provide seamless trading experiences. No other platforms are specified in the provided context.
According to WIKILIX data, TradeZero is regulated in the United States and holds licenses from the SEC and FINRA, both tier 1 regulators. These regulators provide investor protection including SIPC insurance up to $500,000 per customer. TradeZero is not an offshore broker and complies with U.S. regulatory standards.
TradeZero has 3 licence records with Wikilix, issued by 3 authorities across 2 jurisdictions. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
TradeZero holds licence records issued by FINRA, SEC, SCB. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
2 of the licence records held by TradeZero come from tier-1 or tier-2 authorities (2 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
We located 1 of the 3 licence records held by TradeZero on the issuing authority’s own register. 2 have not been looked up yet. An unchecked entry is a gap in our coverage, not a finding against the licence.
TradeZero has licence records in United States, Bahamas. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.