Wikilix
Licence record

UCML: SEC licence recorded for UCML

Issuing authority
Securities and Exchange Commission
Jurisdiction
Nigeria
Licence type
Financial Service

This is Wikilix's record of a licence issued by Securities and Exchange Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Sep 10, 2026

Licence Verification Record

Securities and Exchange Commission No number on the register

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
UCML Capital Limited
Issuing authority
Securities and Exchange Commission
Jurisdiction
Nigeria
Licence type
Financial Service

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/ucml/licenses/securities-and-exchange-commission/licence-3050Fields on file 1 / 11

Open UCMLAll UCML licencesAbout SEC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Nigeria
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence type (Wikilix classification)
Financial Service
The authority

About SEC

Securities and Exchange Commission is the authority that issued this licence, and the jurisdiction it applies in is Nigeria.

Full name
Securities and Exchange Commission
Jurisdiction
Nigeria
Strength
Tier 1 (securities)The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1936
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker-dealer; investment adviser
Typical cost of a licence
Varies; FINRA and SEC registration fees
Public register
Searchable by the public
Transparency
Medium
Protection

What this licence protects

SEC's own rules for the firms it authorises.

  • Compensation schemeSIPC insures up to $500,000 per customer (including $250,000 cash)
  • Complaints routeSEC Tips/Complaints/Referral
  • Maximum leverage1:50
This describes the authority's regime, not how UCML applies it.
The holder

Who holds this licence

The licence above is recorded against UCML. Wikilix holds no separate company records for this holder, so we cannot say which legal company the register issued it to.

Broker
UCML Capital Limited
Based in
Nigeria
Wikilix score
48.6the firm’s overall score, not a rating of this licence
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
UCML Capital Limited is regulated in Nigeria and does not specify particular client restrictions in the provided context. However, the SEC regulator prohibits clients from North Korea and other UN-sanctioned countries.
According to the available data, UCML Capital Limited does not charge commissions and the minimum deposit amount is not specified.
No retail trading platforms (MT4/MT5, cTrader, NinjaTrader, TradingView, thinkorswim, MultiCharts) are publicly listed or documented.
UCML Capital Limited provides customer support via live chat during business hours and email at enquiries@unioncapitalmarkets.com. Support is available in English, and the company can also be contacted by phone at +234 1280 6860. Their office is located at 7, Fatai Durosinmi Etti Crescent, Victoria Island, Lagos.
UCML Capital Limited is regulated by the Securities and Exchange Commission (SEC) in Nigeria, which is an onshore regulator. The SEC provides investor protection funds covering up to PHP 500,000 per investor.
UCML holds this SEC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SEC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SEC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
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