Wikilix
Licence record

Univest licences

2 licences are on record for Univest. None has been checked against an official register yet.

Back to Univest
At a glance

Regulation on record for Univest

Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.

Licences on record
2
Issuing authorities
2
From tier-1 or tier-2 authorities
2
Found on an official register
0

Univest has 2 licences on record with Wikilix, issued by 2 authorities across one jurisdiction. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.

Issuing authorities

Jurisdictions

Licence record

Licences on record

Every licence on record for Univest, strongest authority first.

2 records
A licence we could not confirm, or one a register has closed, is listed with that finding rather than left out.
Protection

What this licence protects

FINRA's own rules for the firms it authorises.

  • Compensation schemeUp to USD 500000 (SIPC)
  • Complaints routeFINRA Arbitration
  • Maximum leverage1:50
This describes the authority's regime, not how Univest applies it.
Frequently Asked Questions

Questions about the licences held by Univest

Answered from the register entries on this page.

Most Popular Questions
Univest provides customer support via phone at +1 (212) 343-8888 and email at info@univest.us. Support is available in English during business hours. Live chat and other instant messaging channels are not available according to the provided data.
Not specified in the provided context.
Univest Securities offers a maximum leverage of 1:50. This leverage limit is consistent with regulatory requirements from FINRA and the SEC. No higher leverage options are specified in the provided context.
Univest supports deposits and withdrawals via wire transfer, checks, and securities deposits. Wire transfers typically take 1-3 business days with fees ranging from $30 to $50 for withdrawals. Check withdrawals have fees from $5 to $10, and securities withdrawals via DWAC incur a $100 fee per item.
Univest Securities is regulated by FINRA and the SEC, both onshore US regulators. It holds broker-dealer licenses and offers client fund insurance up to USD 500,000 through SIPC. According to WIKILIX, it is considered a Tier 1 regulator with high transparency and complaint mechanisms via FINRA Arbitration and SEC referrals.
Univest has 2 licence records with Wikilix, issued by 2 authorities across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Univest holds licence records issued by FINRA, SEC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
2 of the licence records held by Univest come from tier-1 or tier-2 authorities (2 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 2 licence records held by Univest has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
Univest has licence records in United States. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.
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